Project Planning & Design (PPD) Section 2: Codes & Regulations
In the "Codes and Regulations" section of the ARE Project Planning & Design (PPD) exam, you'll need to demonstrate understanding of how regulations, codes, and standards impact architectural design and construction.
Below are some key topics you should be familiar with:
Subsection 1. **Building Codes and Standards**: You should have a good understanding of the International Building Code (IBC) and other specific national and local codes that regulate the design and construction of buildings. This includes regulations about egress, accessibility, structural safety, fire safety, and materials.
Subsection 2. **Zoning Regulations**: Zoning laws regulate land use, building size, parking requirements, building heights, and other aspects of a building's relationship to its site. You should understand how to read and interpret zoning codes and maps.
Subsection 3. **Accessibility Standards**: Understanding the Americans with Disabilities Act (ADA) and other accessibility standards is crucial for designing accessible and inclusive environments. This includes knowledge of requirements for accessible routes, clearances, heights, and details such as restroom layouts.
Subsection 4. **Historic Preservation Standards**: If you're working with historic or culturally significant structures, you'll need to know how to navigate regulations to preserve and protect these buildings, such as those defined by the National Historic Preservation Act and local preservation statutes.
Subsection 5. **Environmental Regulations**: These include codes and regulations that protect the environment, including stormwater management, wildlife protection, and environmental impact assessments.
Subsection 6. **Occupational Safety and Health Administration (OSHA) Standards**: These standards are crucial during the construction phase, ensuring the safety of construction workers and the public.
Subsection 7. **Specialty Codes**: Depending on the nature of your project, you may also need to understand specific codes and standards like the National Electric Code (NEC), NFPA 101 (Life Safety Code), or healthcare facility regulations.
Subsection 8. **Process and Procedures for Code Compliance**: Understand the process of demonstrating code compliance, such as permitting processes, documentation, and procedures for working with code officials, building inspectors, and similar authorities.
Subsection 9. **Variance and Exception Process**: Understand the procedures and justifications for when and how to seek variances or exceptions from the code.
As each local jurisdiction might have its own specific set of codes and regulations, the PPD exam typically uses a "generic" code that is closely aligned with the International Building Code (IBC). Be sure to have a broad understanding of how codes and regulations work and how to apply them in a design context.
Subsection 1. **Building Codes and Standards**:
For the Building Codes and Standards subsection of the ARE Project Planning & Design (PPD) exam, you should be familiar with the various types of building codes, how they are applied, and how they impact the planning and design of architectural projects. Here are some key points to keep in mind:
1.1. **International Building Code (IBC)**: Understand the structure of the IBC, its different sections, and how it impacts architectural design. It covers topics such as occupancy classification, type of construction, fire protection systems, egress, and accessibility. The IBC is the primary code referenced on the exam.
1.2. **Local Building Codes and Amendments**: While the exam will primarily reference the IBC, it's important to know that local jurisdictions may modify these codes or have additional codes and standards. Understand the process of how to find and interpret these local amendments.
1.3. **Occupancy Classifications**: Know how to determine the occupancy classification of a building and understand what implications this has for code compliance in areas like fire safety, egress, and accessibility.
1.4. **Type of Construction**: Understand how the type of construction is determined based on the materials used and the building's fire resistance. Different types of construction have different code requirements for structural elements and fire resistance.
1.5. **Egress Requirements**: Understand the requirements for means of egress, including path of travel, egress width, number of exits, travel distance, and emergency lighting.
1.6. **Fire-Resistance Ratings and Fire Separations**: Understand how these ratings are determined and how they affect the design of a building. Know the requirements for fire separations between different types of spaces and between adjacent buildings.
1.7. **Accessibility Requirements**: Familiarize yourself with the requirements for creating an accessible design, including accessible routes, door widths, bathroom design, ramp slopes, and more.
1.8. **Energy Codes**: Be aware of energy code requirements, which can impact the building envelope, HVAC systems, lighting, and other aspects of a building's design and construction.
1.9. **Specialty Codes**: Depending on the project, other codes like the National Electric Code (NEC), plumbing codes, mechanical codes, or the NFPA 101 (Life Safety Code) could come into play.
1.10. **Building Code Enforcement**: Understand how building codes are enforced, including plan reviews, building permits, inspections during construction, and certificate of occupancy.
Remember, the goal is not to memorize every code but to understand how to use them as a resource in design decisions. You need to know where to find information and how to apply it to the design and planning of a building.
Subsection 1.1. **International Building Code (IBC)**:
The International Building Code (IBC) is a model building code developed by the International Code Council (ICC) which has been adopted throughout much of the United States. The IBC provides minimum standards for the safety, health, and general welfare of building occupants, addressing topics like structural integrity, fire resistance, safe egress, sanitation, lighting, and ventilation, among others.
You should familiarize yourself with key aspects of the IBC:
1. **Structure and Scope of the IBC**: The IBC is organized into multiple chapters, each covering a different aspect of building design and construction. Topics include building occupancy classifications, types of construction, fire-resistance construction requirements, interior finishes, building heights and areas, means of egress, accessibility, energy efficiency, and more.
2. **Occupancy Classifications**: The IBC classifies buildings based on their use such as residential, business, educational, factory, high-hazard, etc. Each classification has its own specific requirements for safety, accessibility, and other design elements.
3. **Types of Construction**: The IBC categorizes the types of construction based on the performance of the construction in a fire and the type of materials used. There are five types, labeled I to V, each with different requirements for fire resistance and building materials.
4. **Fire and Life Safety Provisions**: The IBC includes requirements for fire-resistant construction, fire protection systems, and means of egress. Understand how these requirements apply to different types of buildings and occupancies.
5. **Accessibility**: The IBC includes provisions to ensure that buildings are accessible to individuals with disabilities. These provisions cover a variety of elements, including accessible routes, restrooms, parking, and other building facilities.
6. **Energy Efficiency**: The IBC incorporates the International Energy Conservation Code (IECC) to provide requirements for energy-efficient design and construction for both residential and commercial buildings.
7. **Using the IBC**: An architect does not need to memorize every detail of the IBC, but they should be adept at navigating the code. Knowing where to find specific information when needed is crucial for design and planning.
Remember, each state or jurisdiction may modify the IBC or supplement it with local codes and standards. Always check with local code enforcement to understand the applicable building codes for your project.
Subsection 1.2. **Local Building Codes and Amendments**:
Local building codes and amendments are modifications or additions made by a municipality or jurisdiction to a model code, like the International Building Code (IBC), to suit the specific needs, requirements, or characteristics of that locality. These may address unique local conditions like climate, geography, or cultural elements not covered in the model code. They can also be more stringent than the model code to provide enhanced safety or sustainability measures.
Consider these key elements regarding local building codes and amendments:
1. **Understanding Local Amendments**: Local building codes and amendments may be based on a model code like the IBC, but they incorporate modifications to suit local needs. It's important to understand how to read and interpret these amendments and their impact on a design project.
2. **Identifying Local Requirements**: Local codes may have additional requirements not found in model codes. For example, an area prone to earthquakes may have stricter seismic design requirements, or a city striving for sustainability may have stricter energy efficiency requirements. Always identify local code requirements at the start of a project.
3. **Code Enforcement**: Local building departments enforce building codes, including any local amendments. They review design plans and conduct inspections to ensure compliance.
4. **Process of Local Amendments**: Understanding how local amendments come into existence may also be important. This usually involves a process of local review and approval, often with opportunities for public input.
5. **Navigating Local Codes**: Similar to the IBC, architects should know how to navigate local codes, even if they don't have every detail memorized. Knowing where to find information is crucial when dealing with local code requirements.
6. **Relationship between Local and Model Codes**: In many cases, local codes must be at least as stringent as model codes, but they can be more stringent if desired. Understanding this relationship is important in code compliance.
7. **Staying Up-to-Date**: Building codes, including local codes and amendments, are often updated on a regular cycle. It's important for architects to stay up-to-date on the latest code changes and understand how they impact ongoing and future projects.
Remember, the key to successfully navigate through these codes is to always consult the local jurisdiction's code enforcement office to get the most accurate and up-to-date building regulations.
Subsection 1.3. **Occupancy Classifications**:
Occupancy Classifications are categories established in building codes such as the International Building Code (IBC) that classify a building based on its intended use or the activities that will take place within it. Occupancy classifications play a critical role in determining the codes and standards applicable to the design and construction of a building, including fire safety, structural design, accessibility, and more.
Key elements related to Occupancy Classifications include:
1. **Understanding Different Occupancy Classifications**: The IBC defines numerous occupancy classifications, including (but not limited to) Assembly, Business, Educational, Factory and Industrial, High Hazard, Institutional, Mercantile, Residential, Storage, and Utility and Miscellaneous. Each of these categories has further sub-categories. It's essential to understand the types of activities and uses that fall into each category and sub-category.
2. **Mixed Occupancy**: In many projects, multiple occupancy classifications may exist in the same building (a mixed-occupancy building). The IBC provides regulations for handling these scenarios, such as applying the most stringent code requirements of the various occupancies, or compartmentalizing and separately coding different areas of the building.
3. **Occupancy Classification Impact on Design**: The occupancy classification will impact various design elements including type of construction, fire resistance ratings, means of egress, accessibility requirements, plumbing fixture counts, and more.
4. **Change in Occupancy**: If the use of a building changes, or it's being renovated for a new use, it may require a change in occupancy classification. Such changes can trigger substantial code-related requirements for the renovation work.
5. **Code Navigation**: Similar to other aspects of the IBC, understanding how to navigate the occupancy classifications, locate relevant code sections, and apply the correct rules to a given occupancy type is a critical skill.
Remember, correctly determining the occupancy classification at the beginning of a project is a crucial first step that impacts numerous aspects of the design and must comply with the building codes.
Subsection 1.4. **Type of Construction**:
Types of Construction, as defined in building codes such as the International Building Code (IBC), refer to classifications based on the fire-resistance of the building elements, the materials used in construction, and the building's ability to withstand fire damage.
Key elements related to Types of Construction include:
1. **Understanding Different Types of Construction**: The IBC defines five types of construction (Type I, II, III, IV, and V), each with different levels of fire resistance and permitted materials. For example, Type I buildings are the most fire-resistant, typically involving noncombustible materials like concrete and steel, while Type V buildings are the least fire-resistant and could be made entirely of combustible materials such as wood.
2. **Subcategories**: Each type of construction has subcategories (A and B) that further differentiate the level of fire resistance required. For instance, a Type I-A building requires more fire-resistant construction than a Type I-B building.
3. **Link to Occupancy Classification**: The type of construction allowed for a particular building is often tied to the building's occupancy classification, height, and area. Higher-risk occupancies typically require more fire-resistant types of construction.
4. **Material Restrictions**: The type of construction defines what building materials are permissible. Understanding these restrictions is vital, especially when working with existing structures or designing in regions where certain materials are prevalent or cost-effective.
5. **Design Considerations**: The type of construction affects various design elements, including structural systems, fire resistance, means of egress, and more. The chosen construction type will have significant implications for the design process and the final building design.
6. **Navigating the Code**: Being able to interpret and apply the building code's requirements for different types of construction is a key skill for architects and is often tested on the ARE PPD exam.
In summary, understanding the types of construction and their impact on the building design, materials, and occupancy is a critical component of the architectural design process and plays a key role in ensuring the safety and welfare of building occupants.
Subsection 1.5. **Egress Requirements**:
Egress Requirements refer to the stipulations set forth by codes to ensure safe exit from buildings in case of emergencies. These requirements are intended to provide an unobstructed path for occupants to safely leave a building or relocate to a safe area within the building during an emergency, such as a fire.
Key elements of egress requirements that may be examined include:
1. **Components of Egress System**: The egress system generally consists of three parts: the exit access (the path to an exit), the exit (usually a staircase, hallway, or door leading directly outside), and the exit discharge (the path leading from the exit to a public way).
2. **Number of Exits**: Codes like the IBC typically require a minimum of two exits from each space, though this can vary based on the occupancy load, occupancy type, and layout of the space.
3. **Travel Distance**: The code also sets maximum travel distances, which is the actual distance that a person must travel to reach an exit.
4. **Egress Width**: The required width of egress paths is typically proportional to the occupancy load. The more people a space or building is designed to hold, the wider the egress paths must be.
5. **Emergency Lighting**: Exits and paths leading to exits must have emergency lighting to ensure that they are visible and navigable under all conditions.
6. **Accessibility**: Egress paths must be accessible to all occupants, including those with disabilities, in compliance with the Americans with Disabilities Act (ADA) and other local accessibility codes.
7. **Fire Protection**: Certain elements of the egress system, such as stairways and corridors, may need to be fire-rated or protected by a sprinkler system.
8. **Signage**: Appropriate signs must be installed to guide occupants to exits.
Understanding these key elements and how to apply them is essential for architects in order to design safe and code-compliant buildings.
Subsection 1.6. **Fire-Resistance Ratings and Fire Separations**:
Fire-Resistance Ratings and Fire Separations refer to the requirements specified in building codes that aim to prevent or slow the spread of fire within a building or to adjacent buildings. These concepts are central to ensuring life safety in built environments.
Here are some key elements that are encompassed in the Fire-Resistance Ratings and Fire Separations:
1. **Fire-Resistance Ratings**: This is a measure of the amount of time a building component, assembly, or material can withstand a standard fire exposure while still performing its intended function. Ratings are usually expressed in hours (such as 1-hour or 2-hour fire-resistance rating) and are determined by standard fire tests, such as those outlined by ASTM E119.
2. **Fire Separations**: These are construction assemblies—like walls, floors, and ceilings—that are designed to prevent the spread of fire from one area to another. Fire separations have specific fire-resistance ratings, and they are used to create "fire compartments" that contain fire and smoke within a limited area.
3. **Fire Walls vs. Fire Barriers**: A fire wall is a wall with a high degree of fire-resistance (often 2 to 4 hours) that subdivides a building into separate construction types. Fire barriers, meanwhile, have lower fire-resistance ratings and are used to divide a single construction type into different fire areas.
4. **Fire Doors and Windows**: Fire doors and windows are integral components of fire separations and are rated for their ability to withstand fire exposure. Their ratings must match or exceed the rating of the wall in which they are installed.
5. **Building Occupancy and Use**: The required fire-resistance ratings and fire separations often depend on the building's occupancy type and use, as specified in the building code. For example, an assembly occupancy with many people would typically have more stringent fire separation requirements than a storage occupancy.
6. **Structural Fire Protection**: Structural elements of the building, such as columns, beams, and floors, may need to be protected to maintain their structural integrity during a fire, which is often achieved through fire-resistive materials or assemblies.
7. **Firestopping and Draftstopping**: Firestopping materials are used to prevent the spread of fire through openings and gaps in fire-resistance-rated assemblies, while draftstopping is used to subdivide larger areas like attics or crawl spaces into smaller areas to limit the spread of fire.
Understanding and appropriately applying these concepts in architectural design is vital for the safety of building occupants and property, which is why they are covered in the ARE PPD exam.
"Fire-Resistance Ratings and Fire Separations" refer to the requirements specified in building codes that aim to prevent or slow the spread of fire within a building or to adjacent buildings. These concepts are central to ensuring life safety in built environments and are therefore tested in the ARE Project Planning and Design (PPD) exam's "Codes and Regulations" section.
Here are some key elements that are encompassed in the Fire-Resistance Ratings and Fire Separations:
1. **Fire-Resistance Ratings**: This is a measure of the amount of time a building component, assembly, or material can withstand a standard fire exposure while still performing its intended function. Ratings are usually expressed in hours (such as 1-hour or 2-hour fire-resistance rating) and are determined by standard fire tests, such as those outlined by ASTM E119.
2. **Fire Separations**: These are construction assemblies—like walls, floors, and ceilings—that are designed to prevent the spread of fire from one area to another. Fire separations have specific fire-resistance ratings, and they are used to create "fire compartments" that contain fire and smoke within a limited area.
3. **Fire Walls vs. Fire Barriers**: A fire wall is a wall with a high degree of fire-resistance (often 2 to 4 hours) that subdivides a building into separate construction types. Fire barriers, meanwhile, have lower fire-resistance ratings and are used to divide a single construction type into different fire areas.
4. **Fire Doors and Windows**: Fire doors and windows are integral components of fire separations and are rated for their ability to withstand fire exposure. Their ratings must match or exceed the rating of the wall in which they are installed.
5. **Building Occupancy and Use**: The required fire-resistance ratings and fire separations often depend on the building's occupancy type and use, as specified in the building code. For example, an assembly occupancy with many people would typically have more stringent fire separation requirements than a storage occupancy.
6. **Structural Fire Protection**: Structural elements of the building, such as columns, beams, and floors, may need to be protected to maintain their structural integrity during a fire, which is often achieved through fire-resistive materials or assemblies.
7. **Firestopping and Draftstopping**: Firestopping materials are used to prevent the spread of fire through openings and gaps in fire-resistance-rated assemblies, while draftstopping is used to subdivide larger areas like attics or crawl spaces into smaller areas to limit the spread of fire.
Understanding and appropriately applying these concepts in architectural design is vital for the safety of building occupants and property.
Subsection 1.7. **Accessibility Requirements**:
Accessibility Requirements refer to provisions in building codes and standards that are meant to ensure that buildings and spaces are designed and constructed to be accessible to and usable by people with disabilities.
Key elements related to "Accessibility Requirements" include:
1. **Americans with Disabilities Act (ADA)**: A federal law in the U.S. that prohibits discrimination against people with disabilities in all areas of public life, including all public and private places that are open to the general public. The law requires that newly constructed and altered state and local government facilities, public accommodations, and commercial facilities be readily accessible to and usable by individuals with disabilities.
2. **ADA Standards for Accessible Design**: These are the guidelines which provide minimum requirements for newly designed and constructed or altered state or local government facilities, public accommodations, and commercial facilities to be readily accessible to and usable by individuals with disabilities.
3. **International Building Code (IBC) Accessibility Provisions**: The IBC also includes specific provisions related to accessibility, such as requirements for accessible routes, doors, ramps, elevators, bathrooms, etc. These requirements must be complied with in the design and construction of new buildings and alterations.
4. **Accessible Routes**: An accessible route is a continuous, unobstructed path connecting all accessible elements and spaces in a building, site, or facility. It can include corridors, floors, ramps, elevators, and more. The route must meet requirements for width, slope, and changes in level.
5. **Restrooms, Parking, and Other Specific Spaces**: Codes and regulations specify accessibility requirements for specific types of spaces, including restrooms, parking lots, and more. For example, a certain number of toilet fixtures or parking spaces must be accessible.
6. **Accessible Features and Equipment**: Accessibility codes also govern the design of specific features and equipment within buildings, such as drinking fountains, counters, and more. These elements must be designed to be usable by people with disabilities.
7. **Fair Housing Act (FHA) Accessibility Requirements**: The Fair Housing Act prohibits discrimination in housing, including on the basis of disability. It includes specific requirements for the design and construction of multifamily housing to ensure accessibility.
All these points play a critical role in the creation of inclusive environments, a key aspect of modern architectural practice.
Subsection 1.8. **Energy Codes**:
Energy Codes are sets of regulations stipulating the energy-efficient design and construction of buildings. These codes serve to reduce energy consumption, promote renewable energy use, and lessen the environmental impact of buildings. Energy codes may be adopted at the national, state, or local level. This knowledge ensures that architects can design buildings that are compliant with relevant laws and contribute to broader sustainability goals.
Key elements of Energy Codes include:
1. **International Energy Conservation Code (IECC)**: This code, developed by the International Code Council, provides minimum design and construction requirements for energy efficiency. It is updated every three years, and many U.S. states and cities have adopted it or a version of it.
2. **ASHRAE Standard 90.1**: This standard, developed by the American Society of Heating, Refrigerating and Air-Conditioning Engineers, provides minimum requirements for energy-efficient designs for buildings except for low-rise residential buildings. The IECC often references this standard.
3. **Energy Modeling**: Energy codes often require energy modeling or other forms of energy analysis during the design process to ensure the design meets the code's requirements.
4. **Building Envelope Requirements**: Energy codes often have specific requirements for the building envelope, including insulation levels, fenestration performance (windows and doors), and air sealing to minimize air leakage.
5. **Mechanical Systems**: Energy codes also set minimum efficiency levels for mechanical systems like HVAC units and specify controls for these systems to minimize energy use.
6. **Lighting**: Both interior and exterior lighting systems are covered in energy codes, which may specify maximum lighting power densities (wattage allowed per square foot), as well as controls such as occupancy sensors or timers.
7. **Renewable Energy**: Some energy codes or standards encourage or require the use of renewable energy systems, like solar panels.
These elements represent some of the core concepts related to Energy Codes that are essential for architects. By understanding these, you can ensure your designs are both legally compliant and contribute to energy conservation efforts.
Subsection 1.9. **Specialty Codes**:
Specialty Codes are specific sets of regulations that apply to certain unique types of buildings, facilities, or construction aspects. They supplement general building codes by providing more focused, specific requirements for these particular building types or features. They can cover areas such as electrical, mechanical, plumbing, fire, accessibility, green building, and historic preservation, among others. This knowledge also helps architects to create designs that are safe, functional, and efficient in their specific contexts.
Key elements of Specialty Codes include:
1. **Electrical Codes**: These codes lay out the requirements for electrical systems to prevent fire and electrical shock hazards. The National Electrical Code (NEC), published by the National Fire Protection Association (NFPA), is widely adopted in the United States.
2. **Mechanical Codes**: Mechanical codes govern the design, installation, and maintenance of heating, ventilation, air conditioning, and refrigeration systems. The International Mechanical Code (IMC) is one commonly adopted standard.
3. **Plumbing Codes**: Plumbing codes dictate the installation and design of plumbing systems. The International Plumbing Code (IPC) and Uniform Plumbing Code (UPC) are two common standards.
4. **Fire Codes**: Fire codes, such as those published by the NFPA, establish requirements for fire prevention, suppression, and emergency exit strategies. These can include fire-resistive construction, sprinkler systems, fire alarm systems, and fire department access.
5. **Accessibility Codes**: These codes ensure that buildings are accessible to all, including people with disabilities. The Americans with Disabilities Act (ADA) Standards and ICC A117.1 Standard on Accessible and Usable Buildings and Facilities are examples of this type of code.
6. **Green Building Codes**: These codes, such as the International Green Construction Code (IgCC) or LEED standards, promote sustainability and environmental friendliness in the design and construction of buildings.
7. **Historic Preservation Codes**: These codes regulate the alteration, repair, and renovation of historic buildings to preserve their historical character.
It is crucial to note that the specific codes in effect can vary widely depending on the jurisdiction, so an architect must always check the local regulations for the site of a given project.
Subsection 1.10. **Building Code Enforcement**:
Building Code Enforcement refers to the processes and procedures used by local and state governments to ensure compliance with building codes and regulations. It involves the inspection of buildings and structures during various stages of construction and operation to confirm that they meet the standards defined in the applicable codes. This is critical to public safety, health, and welfare as it ensures that buildings are safe, structurally sound, and properly equipped for their intended use.
Key elements of Building Code Enforcement include:
1. **Plan Review**: This is the initial stage of code enforcement where building officials review the architectural and engineering drawings and specifications of a proposed project to ensure they comply with local and national codes.
2. **Permit Issuance**: Once the project's plans are deemed to be in compliance with the relevant codes, a building permit is issued which authorizes construction to begin.
3. **Inspections**: At various stages of construction, inspections are conducted by building officials or other qualified inspectors. These can include foundation inspections, framing inspections, electrical, mechanical, and plumbing inspections, fire protection inspections, and final inspections. Each inspection checks for compliance with the relevant codes.
4. **Certificate of Occupancy**: Once all inspections have been successfully passed, and any necessary corrections have been made and approved, a Certificate of Occupancy (CO) is issued. This certifies that the building complies with all the relevant codes and regulations and is safe for occupancy.
5. **Ongoing Enforcement**: Code enforcement continues even after a building is occupied. Buildings may be periodically inspected for continued compliance, particularly with fire and life safety codes. Any necessary repairs or modifications made to a building must also comply with relevant codes and may require permits and inspections.
6. **Code Violations and Legal Actions**: If a building or structure is found to be in violation of the codes, enforcement actions can be taken. These can range from fines and orders to correct the violation, to legal actions and potentially even demolition of the building.
Subsection 2. **Zoning Regulations**:
Zoning Regulations includes an understanding of the following topics:
2.1. **Zoning Ordinances:** These are municipal laws that dictate land use in different zones or districts within a municipality. They specify what types of buildings and uses are allowed in each zone (e.g., residential, commercial, industrial, etc.).
2.2. **Land Use Types:** Understanding different types of land use and how they're dictated by zoning ordinances is important. This can include residential, commercial, industrial, agricultural, and mixed-use.
2.3. **Setbacks:** These are rules that govern how far a structure must be set back from property lines or other structures.
2.4. **Bulk Regulations:** These are rules about the size and shape of structures, including height restrictions, floor area ratio (FAR), and lot coverage.
2.5. **Parking Requirements:** Zoning ordinances often specify minimum amounts of parking that must be provided, depending on the type and size of the building.
2.6. **Special Use Permits and Variances:** Sometimes, a proposed building or use doesn't fit neatly into the allowed uses for a zone. In these cases, architects need to understand how to apply for special use permits or variances.
2.7. **Historic and Environmental Preservation:** Certain zones may have additional rules to preserve historic buildings or protect environmentally sensitive areas.
2.8. **Zoning Maps:** These are maps that show the different zones in a municipality. Reading and interpreting these maps is a key skill.
2.9. **Process for Changing Zoning:** Sometimes a proposed project will require a change in the zoning of a piece of land. Understanding the process for this (usually called a rezoning or a zoning amendment) is important.
2.10. **Non-Conforming Use:** Understanding what happens when existing structures or uses don't conform to the current zoning (usually because the zoning was changed after the building was built).
Remember, zoning is local, and the specific rules can vary widely from one municipality to another, but these general principles should be applicable in most places in the United States. Understanding these concepts will allow you to approach zoning issues with the knowledge necessary to navigate the regulations effectively.
Subsection 2.1. **Zoning Ordinances:**
Zoning ordinances, also known as zoning laws, are written regulations and laws that define how property in specific geographic zones can be used. These laws are the basis for urban planning and land-use strategy. They are typically managed at the local level and the regulations can vary widely depending on the municipality.
Key Elements:
1. **Land Use Classification:** Zoning ordinances divide municipalities into residential, commercial, industrial, and agricultural zones. Some areas may be designated for mixed-use, which can include any combination of the above.
2. **Restrictions:** Each zoning area has restrictions specific to that zone. This can include rules about the minimum lot size, the types of structures allowed, the location of utility lines, the number of rooms in residential properties, etc.
3. **Density Controls:** Zoning laws may dictate the maximum density allowed in a specific area. This can control the number of dwellings per unit of area, the ratio of land area to floor area (Floor Area Ratio, or FAR), or the number of units in a building (like in an apartment complex).
4. **Setback Requirements:** Zoning ordinances usually set out setback requirements, which dictate how far from the property line buildings must be situated. This could apply to front, side, and rear property lines.
5. **Height Restrictions:** Many zoning laws have rules about how tall buildings in certain areas can be.
6. **Special Zones:** Zoning ordinances may also create special zones such as historic districts, flood zones, and others where special regulations apply.
Understanding zoning ordinances is critical in the early stages of project planning and design because they can greatly impact what can be built and where. Zoning violations can result in penalties, increased costs, or the inability to proceed with development.
Subsection 2.2. **Land Use Types:**
Land use types refer to the categorizations of geographic areas based on their primary human activities or physical characteristics. The land use type essentially informs the zoning regulations for a specific plot of land.
Key Elements:
1. **Residential:** This land use type is for areas where people live. It can be subdivided into multiple categories such as single-family, multi-family, high-density, low-density, and special housing types such as townhouses, apartments, or condominiums.
2. **Commercial:** Commercial land use is designed for areas where business transactions occur, which includes office buildings, shopping centers, malls, service shops, gas stations, and more. This use type can also be broken down into categories based on scale and function, like neighborhood retail, regional retail, or office space.
3. **Industrial:** This land use type is intended for areas where manufacturing, production, and other industrial operations take place. It may include factories, warehouses, power plants, etc.
4. **Agricultural:** This land use type is allocated for the cultivation of crops and rearing of animals for food, wool, and other products. It includes farming lands, ranches, and other similar areas.
5. **Public:** Public land use is for areas that are primarily intended for public use and may include government buildings, parks, schools, hospitals, etc.
6. **Open Space/Conservation:** This type includes areas that have been set aside for recreational use or for the preservation of natural environments. It can include parks, greenways, preserved wetlands or forests, etc.
7. **Mixed Use:** Mixed-use zones are areas where two or more of the above uses are combined in a single area. A common example is a residential building with ground-floor retail.
Understanding the land use types and how they correspond to the zoning laws is a crucial part of the architectural planning and design process. This knowledge is essential to determining what kinds of buildings or structures can be legally constructed on a given plot of land.
Subsection 2.3. **Setbacks:**
Setbacks refer to the required distance between a building or other structure on a property and the property lines of the lot. These are regulations set forth in local zoning ordinances to ensure adequate space for light, air, and privacy between buildings, and to allow room for utility lines, access for emergency services, and preservation of site lines.
Key Elements:
1. **Front Setback:** This is the distance that a building or structure must be set back from the front property line. This is typically the property line that abuts the public right-of-way (street).
2. **Side Setback:** This is the distance that a building or structure must be set back from the side property lines. There is usually a different requirement for each side of the property.
3. **Rear Setback:** This is the distance that a building or structure must be set back from the rear property line. This is typically the property line opposite the front property line.
4. **Contextual Setbacks:** In some zoning ordinances, setbacks may be determined based on the existing built context or the "average" of the surrounding buildings' setbacks. This is often used in residential neighborhoods to maintain a uniform streetscape.
5. **Special Setbacks:** There may be additional setback requirements for specific features of a building, such as balconies, porches, towers, etc.
6. **Easements:** These are legal stipulations that can affect setback requirements, such as utility easements, where utility companies have the right to access a portion of the property, which can influence where structures can be built.
7. **Variances:** In certain cases, a property owner can apply for a variance, which is a request to deviate from the current zoning ordinance standards.
Understanding setbacks is essential for site planning and design as they can greatly affect the building footprint, site layout, and overall feasibility of a project. They can also impact aspects of design such as daylighting, views, and privacy.
Subsection 2.4. **Bulk Regulations:**
Bulk regulations, also often referred to as massing, size, or floor area ratio (FAR) controls, are part of zoning ordinances that control the maximum size of buildings and structures on a site. The goal of bulk regulations is to prevent overdevelopment of a property, to preserve open space, and to maintain the character and aesthetic of a neighborhood or district.
Key Elements:
1. **Floor Area Ratio (FAR):** FAR is a common bulk regulation that limits the total amount of floor area that can be built on a site. It is calculated by dividing the total floor area of all buildings on a lot by the area of that lot. For example, a FAR of 1.0 would mean that the developer could build a one-story building that covers the entire lot, or a two-story building that covers half the lot.
2. **Building Height:** Zoning codes often limit the maximum height of buildings. This can be defined in feet or in number of stories.
3. **Lot Coverage:** This regulation specifies the percentage of the lot that may be covered by buildings and other impervious surfaces. This is to ensure adequate open space and to manage stormwater runoff.
4. **Open Space Requirements:** Many zoning codes require a certain amount of open space on a lot, either as a percentage of the lot area or a set amount of square footage. This can be in the form of yards, courtyards, or other open spaces.
5. **Setbacks:** As mentioned earlier, setbacks define how far from the property line buildings must be placed. This can greatly impact the size and placement of a building on a site.
6. **Density Controls:** These can limit the number of units or amount of commercial square footage on a site. In residential zones, this could be expressed as units per acre.
7. **Parking Requirements:** Zoning codes typically require a certain number of parking spaces based on the building type and size. This can have a significant impact on the design and layout of a site.
Understanding these key elements of bulk regulations is important because they directly influence the design and layout of a building and its site. They impact site selection, building design, project feasibility, and the overall process of project planning and design.
Subsection 2.5. **Parking Requirements:**
Parking requirements, also known as parking standards or parking ratios, are stipulations within zoning regulations that specify the minimum amount of off-street parking that must be provided by a development. These requirements are often tied to the size, use, and occupancy of the building.
Key Elements:
1. **Type of Use:** The specific requirements for parking typically depend on the building type and use. For instance, residential buildings might have a requirement based on the number of bedrooms or units, while commercial buildings might be based on the square footage or number of employees.
2. **Parking Ratios:** Parking ratios are a common way of expressing parking requirements. This ratio represents the required number of parking spaces per unit of measurement for a building's use. For example, a shopping center might require four spaces per 1,000 square feet of retail space, or a residential building might require 1.5 spaces per dwelling unit.
3. **Size and Layout of Spaces:** Zoning codes may also dictate the minimum dimensions of parking spaces and aisles, as well as the arrangement of parking (e.g., parallel, perpendicular, or angled parking).
4. **Accessible Parking:** The Americans with Disabilities Act (ADA) mandates that accessible parking spaces must be provided. The number of accessible spaces is a function of the total number of parking spaces provided. Each accessible space must be properly sized and located, with appropriate signage and access routes.
5. **Bicycle Parking:** In many urban areas, there are also requirements for bicycle parking. These can be expressed as a percentage of the car parking requirement or based on the building size or occupancy.
6. **Parking Lot Landscaping:** Some jurisdictions require a certain amount of landscaping in parking lots to manage stormwater and reduce the heat island effect.
7. **Loading Zones:** For commercial, industrial, and some residential buildings, there may be requirements for off-street loading zones.
8. **Parking Reductions:** In some cases, zoning codes may allow reductions in parking requirements if certain conditions are met, such as the provision of bike parking, proximity to public transit, or the use of shared parking strategies.
Understanding these parking requirements is crucial because they can significantly influence the layout and design of a project site, as well as the feasibility of a project.
2.6. **Special Use Permits and Variances:**
1. **Special Use Permit**: A special use permit, also known as a conditional use permit, is a zoning exception that allows a property owner to use their land in a way not typically permitted within the existing zoning district. Special uses are considered on a case-by-case basis and must be approved by the local governing body, often through a public hearing process. Special use permits may come with conditions that must be met to mitigate potential negative impacts.
2. **Variance**: A variance is a requested deviation from the set of rules a municipality applies to land use and land development, typically the zoning ordinance, building code or municipal code. When a proposed project cannot meet the strict letter of a zoning regulation, such as setback requirements or height limits, a property owner may apply for a variance.
Key Elements:
1. **Review Process**: Both special use permits and variances typically involve an application and review process, often including public hearings. They are decided upon by a zoning board, planning commission, or similar body.
2. **Criteria**: For a variance to be granted, the applicant usually needs to demonstrate that strict application of the zoning regulations would result in unnecessary hardship, and that the variance would not adversely affect the public interest. For a special use permit, the applicant typically needs to show that the proposed use is compatible with the surrounding area and will not have a detrimental impact on neighboring properties or the community as a whole.
3. **Conditions**: Both variances and special use permits may come with conditions that must be met for the variance or special use to be granted. These conditions can include things like additional landscaping, specific operating hours, or mitigation measures to reduce noise or traffic.
4. **Duration and Transferability**: Variances and special use permits are often tied to the property rather than the owner, so they usually remain in effect even if the property is sold. They may also have a specified duration, after which the use or variance must be reviewed again.
5. **Non-Conforming Uses**: A special situation exists when a use that was permitted under previous zoning regulations becomes non-compliant due to a change in the regulations. These situations, known as non-conforming uses, are often allowed to continue but may be subject to special rules about changes or expansions.
It's important to note that the specific requirements and processes for special use permits and variances can vary widely depending on the jurisdiction, so architects should always consult the specific local regulations for the area in which a project is located.
Subsection 2.7. **Historic and Environmental Preservation:**
**Historic Preservation** is a professional practice that seeks to preserve, conserve, and protect buildings, objects, landscapes, and other artifacts of historical significance. This practice aims to recognize, understand, and uphold the historical and cultural foundations of a place, often involving specific regulations and standards to maintain the historic character of structures and sites.
**Environmental Preservation** is the practice of protecting the natural environment on individual, organizational, or governmental levels, for the benefit of the natural environment and humans. This practice often involves laws and regulations that protect ecological areas, control pollution, and manage natural resources to prevent exploitation.
Key Elements:
1. **Historic Districts and Landmarks**: Preservation laws often establish historic districts, which are designated areas with a concentration of historic buildings, structures, or sites deemed worthy of preservation. Individual buildings may also be designated as historic landmarks.
2. **Standards for Treatment**: In the United States, the Secretary of the Interior's Standards for the Treatment of Historic Properties provides guidelines for preserving, rehabilitating, restoring, and reconstructing historic buildings.
3. **Preservation Review Process**: Proposed changes to designated historic properties are often subject to a review process. This might involve local historic preservation commissions, state historic preservation offices, and/or the National Park Service, depending on the level of designation and the nature of the project.
4. **Incentives for Preservation**: Various incentive programs exist to encourage historic preservation, including tax credits for the rehabilitation of historic buildings.
5. **Environmental Impact Reviews**: Proposed projects are often subject to review for their potential impact on the environment, including impacts on endangered species, wetlands, water quality, air quality, and other environmental resources. This review can result in the requirement for mitigation measures to minimize environmental harm.
6. **Protected Lands**: Certain lands may be protected due to their environmental significance, such as wetlands, coastal areas, or habitats for endangered species. Development in these areas is heavily regulated and often prohibited.
7. **Sustainable Development Practices**: Increasingly, regulations encourage or require sustainable development practices, such as low-impact development, green building, renewable energy use, and water-efficient landscaping.
Knowledge of these elements is critical to making informed decisions during the design and planning phases of a project, and to successfully navigating the approval process.
Subsection 2.8. **Zoning Maps:**
A **Zoning Map** is a map representing a geographical area which illustrates the division of that area into different zones, each having a set of rules and regulations different from the other. Zoning maps are legal instruments used by local governments to regulate and control how land is used in different parts of a city or county.
Key Elements:
1. **Zones**: A zoning map will depict various zoning districts, such as residential, commercial, industrial, and agricultural. Within each district, there may be further divisions, such as residential single-family, residential multi-family, neighborhood commercial, etc.
2. **Boundaries**: The zoning map shows the boundaries of each zoning district. It is crucial to know where these boundaries lie because the zoning district in which a parcel of land is located will dictate what can be built there.
3. **Overlay Districts**: Some zoning maps also depict overlay districts. These are areas that are subject to additional regulations beyond the underlying base zoning, often related to specific development challenges or goals. For example, there may be historic district overlays, environmental conservation overlays, or transit-oriented development overlays.
4. **Special Use Zones**: These zones are typically designated for specific types of uses that don't fit within the standard categories. For example, there might be a special use zone for a university campus or a hospital.
5. **Key and Legend**: A zoning map will typically have a key or legend which explains what the different colors, symbols, or codes on the map represent. The key will provide you with information about the different zoning designations and overlays.
6. **Updates and Amendments**: Zoning maps are not static and can be updated or amended over time. It's important to use the most recent version of the zoning map to ensure that your understanding of the zoning is current.
Understanding zoning maps is crucial for architects as these maps influence the site selection process, the design and planning of the building, and the successful completion of a project.
Subsection 2.9. **Process for Changing Zoning:**
The **Process for Changing Zoning** is the procedure that must be followed to request a change in zoning classification for a specific parcel of land. Zoning changes, also known as rezoning, are typically initiated by a property owner seeking a change in the zoning designation of their property to accommodate a proposed development that is not permitted under the current zoning.
Key Elements:
1. **Rezoning Application**: The process usually begins with the submission of a rezoning application to the local planning department. The application typically includes details of the proposed use of the property, site plans, and justifications for the zoning change.
2. **Planning Staff Review**: The planning staff reviews the application for completeness and compliance with local comprehensive plans, zoning regulations, and other relevant policies. They often prepare a staff report with a recommendation for the planning commission.
3. **Public Notice**: The local government must provide public notice of the proposed zoning change. This typically involves notifying neighboring property owners and advertising the proposed change in local newspapers.
4. **Public Hearing**: A public hearing is held by the planning commission or zoning board to give the public an opportunity to comment on the proposed zoning change. The property owner or their representative typically presents the proposal at the hearing.
5. **Planning Commission or Zoning Board Recommendation**: After the public hearing, the planning commission or zoning board makes a recommendation to the legislative body (such as a city council or county board) to approve, modify, or deny the proposed zoning change.
6. **Legislative Body Decision**: The legislative body reviews the recommendation and holds its own hearing before making a decision. If approved, the zoning map and zoning ordinance are officially amended.
7. **Appeal Process**: If the rezoning request is denied, the property owner usually has the right to appeal the decision, typically to a higher court.
Understanding the process for changing zoning is important for architects as they need to be able to advise clients on the feasibility and timeline of a proposed project that requires rezoning. They also need to understand the potential risks, as a denied rezoning request can significantly impact a project's viability.
Subsection 2.10. **Non-Conforming Use:**
A **Non-Conforming Use** refers to a use of property that was allowed under the zoning regulations at the time the use was established but is not allowed by the current zoning regulations. These are often "grandfathered in" and allowed to continue as long as the use doesn't increase or change.
Key Elements:
1. **Established Use**: The non-conforming use of the property must have been established and legal at the time it was initiated. The non-conforming status applies to structures, lots, and uses of land that don't comply with the current zoning ordinance but were compliant with zoning or other development regulations at the time the structure was built, the lot was created, or the use was established.
2. **Change of Ownership**: Generally, a change in the ownership of the property does not affect its non-conforming status. The right to continue a non-conforming use typically runs with the land, not with the owner.
3. **Discontinuation**: If a non-conforming use is discontinued for a certain period of time (defined by local ordinance), the property may lose its legal non-conforming status. This is called "abandonment" of a non-conforming use.
4. **Expansion**: Most jurisdictions restrict or prohibit the expansion of non-conforming uses or structures. Any proposed expansion usually triggers a review process and may require the property to come into compliance with the current zoning ordinance.
5. **Damage or Destruction**: If a non-conforming structure is destroyed or damaged (typically beyond a certain percentage of its value), it may not be allowed to be rebuilt in its non-conforming status.
6. **Variance**: If a property owner wishes to alter a non-conforming use or structure, they may need to apply for a variance or special use permit.
Understanding non-conforming use is important for architects as it directly affects the allowable uses, expansion possibilities, and rebuilding rights for a property. It's also crucial to consider when advising clients on property purchases or potential development opportunities.
Subsection 3. **Accessibility Standards**:
For the Accessibility Standards subsection of the "Codes and Regulations" section for the ARE Project Planning & Design (PPD) exam, candidates will need to demonstrate knowledge and skills in the following areas:
3.1. **Americans with Disabilities Act (ADA)**: Understand the basic provisions of the ADA and how it applies to various types of buildings and facilities, both public and private.
3.2. **ADA Standards for Accessible Design**: You should be familiar with the design standards set forth in the ADA, such as required number of accessible parking spaces, toilet facilities, ramp slopes, door widths, circulation paths, reach ranges, and the like.
3.3. **ADAAG (ADA Accessibility Guidelines)**: These are the technical guidelines that describe minimum requirements to comply with the ADA.
3.4. **Fair Housing Act**: Knowledge of the Fair Housing Act is necessary as it outlines requirements for residential buildings to ensure equal access for everyone.
3.5. **Section 504, Rehabilitation Act of 1973**: Section 504 prohibits discrimination based on disability in any program or activity receiving federal financial assistance.
3.6. **Understanding of State and Local Accessibility Laws**: Often states or local jurisdictions have their own accessibility requirements that may exceed the federal requirements.
3.7. **Universal Design Principles**: While not a code or regulation per se, understanding the broader philosophy of designing spaces and elements to be usable by the greatest extent of people, regardless of their ability or disability, can be helpful in fully addressing accessibility considerations.
3.8. **Application to Various Types of Buildings**: Understanding how these rules and regulations apply differently to different types of buildings (offices, housing, restaurants, retail, etc.)
3.9. **How to Navigate and Use Accessibility Standards**: This includes understanding how to read, interpret, and apply the standards in design situations.
3.10. **Exception Conditions**: Knowledge of when exceptions to these standards may be applicable.
The above knowledge areas provide a comprehensive understanding of the regulatory and practical aspects of designing for accessibility. Applying this understanding in a practical context, such as interpreting a given scenario and identifying the correct accessible design solution or requirement, will be critical in the ARE PPD exam.
Subsection 3.1. **Americans with Disabilities Act (ADA)**:
The Americans with Disabilities Act (ADA) is a comprehensive civil rights law that was enacted in 1990 in the United States. It prohibits discrimination and ensures equal opportunity for persons with disabilities in employment, State and local government services, public accommodations, commercial facilities, and transportation.
Key Elements for the ARE PPD Exam:
1. **ADA Standards for Accessible Design**: The ADA has established certain design standards to ensure that buildings and facilities are accessible and usable by people with disabilities. These standards cover a wide range of design elements, including but not limited to, ramp slopes, door widths, toilet facilities, and circulation paths.
2. **ADA Titles**: ADA is divided into several titles that relate to different areas of public life. For the purposes of the exam, Titles II and III are the most relevant. Title II applies to State and local government facilities, while Title III applies to public accommodations and commercial facilities.
3. **Provisions for Existing Structures**: Under ADA, alterations made to existing structures must be accessible. When it comes to historic preservation, alterations must also comply with ADA to the maximum extent feasible.
4. **Safe Harbor Clause**: If a facility is in compliance with the 1991 Standards (the original ADA design standards), it does not need to make modifications to comply with the 2010 Standards (the updated version) until the facility decides to undertake a planned alteration.
5. **Enforcement**: ADA is enforced by a variety of federal agencies, depending on the nature of the facility or the type of discrimination. For architectural standards, it is typically the Department of Justice.
6. **ADA and State/Local Laws**: If a state or local law conflicts with ADA, the law that provides greater accessibility shall apply.
Subsection 3.2. **ADA Standards for Accessible Design**:
The ADA Standards for Accessible Design, part of the Americans with Disabilities Act (ADA), outlines the minimum requirements for accessibility in design and construction for new and altered buildings and facilities.
Key Elements for the ARE PPD Exam:
1. **Entrances and Access Routes**: Buildings should have at least one accessible entrance and should be connected by an accessible route to public transportation stops, accessible parking and passenger loading zones, and public streets or sidewalks if available.
2. **Mobility Features**: Design elements such as ramps, elevators, and doorways should be sized and oriented to allow for wheelchair accessibility. Ramps, for instance, should have a slope of no more than 1:12 (one inch of rise for every 12 inches of run), handrails, and proper landing sizes.
3. **Restrooms**: ADA Standards for Accessible Design specify the number of accessible restroom facilities required, dimensions for stalls, and the placement of fixtures.
4. **Parking**: Accessible parking spaces need to be provided, with a certain number of them being van-accessible. These spaces should be located on the shortest accessible route to the entrance.
5. **Signage**: The ADA Standards for Accessible Design require specific signage to identify accessible features and to guide people to these features. The standards specify requirements for visual and tactile characters on signs.
6. **Protruding Objects**: The standards have specific requirements for objects that protrude into circulation paths, to protect people with visual impairments.
7. **Assembly Areas**: In assembly areas like theaters, auditoriums, and lecture halls, wheelchair seating locations need to be provided in proportion to the total seating, and these should be dispersed throughout the space.
Subsection 3.3. **ADAAG (ADA Accessibility Guidelines)**:
The ADA Accessibility Guidelines (ADAAG) serve as the basis for standards governing the construction and alteration of facilities covered by the Americans with Disabilities Act (ADA). The United States Access Board develops and maintains these guidelines.
Key Elements for the ARE PPD Exam:
1. **Applicability**: ADAAG covers a wide range of facilities in both the public and private sectors. It applies to new constructions and alterations to existing facilities.
2. **Design Guidelines**: ADAAG sets forth detailed design requirements for a multitude of elements within a facility, including parking spaces, routes, entrances, exits, doors, corridors, rooms, restrooms, and specialized facilities like medical care and transient lodging facilities.
3. **Technical Requirements**: ADAAG provides precise specifications for many design elements. For instance, it outlines specific measurements for ramp gradients, stair treads and risers, door clearances, grab bar placement, and signage.
4. **Alterations and Existing Facilities**: ADAAG sets rules for alterations to existing facilities. Generally, when areas or elements are altered, they must comply with the guidelines. If existing elements or spaces are not being altered, they may not need to comply unless it's part of a "path of travel" to an altered area.
5. **Exceptions and Variances**: ADAAG recognizes that in certain cases, full compliance might not be practicable. Therefore, it includes certain exceptions and conditions where modifications and variances can be sought.
6. **Recreational Facilities**: In addition to standard buildings, ADAAG also includes specific guidelines for a variety of recreational facilities, including swimming pools, playgrounds, golf courses, amusement rides, boating facilities, fishing piers and platforms, and exercise machines.
ADAAG represents a comprehensive attempt to ensure access for individuals with disabilities, and a strong knowledge of these guidelines is essential for architects and designers.
Subsection 3.4. **Fair Housing Act**:
The Fair Housing Act (FHA) is a federal law enacted in 1968 in the United States. It is aimed at preventing discrimination in the sale, rental, and financing of housing based on race, religion, national origin, sex, (and as amended) disability, and family status.
Key Elements for the ARE PPD Exam:
1. **Applicability**: The FHA applies to a wide range of housing types, including dwellings sold or rented through a broker, housing owned by the federal government, housing provided by state and local governments, and most apartments and houses which are sold or rented by the owner.
2. **Accessibility Requirements**: The FHA sets forth certain accessibility requirements for "covered multifamily dwellings" designed and constructed for first occupancy after March 13, 1991. Covered dwellings include buildings with four or more units with at least one elevator, and ground floor units in other buildings containing four or more units.
3. **Design and Construction Requirements**: The Act includes seven specific design and construction requirements, including accessible entrance on an accessible route, accessible public and common-use areas, doorways that are wide enough for wheelchair users, accessible routes into and through the dwelling unit, light switches and other controls in accessible locations, reinforcements in bathroom walls to allow installation of grab bars, and usable kitchens and bathrooms such that a wheelchair user can maneuver.
4. **Discrimination**: The Fair Housing Act makes it unlawful to discriminate in housing-related transactions because of disability. This includes making reasonable accommodations and permitting tenants to make reasonable modifications to their dwelling or common-use areas.
5. **Enforcement**: The Department of Housing and Urban Development (HUD) is responsible for enforcing the Fair Housing Act. Complaints can be made to HUD by anyone who believes they have been a victim of housing discrimination.
As architects, it is crucial to understand the FHA's accessibility and discrimination provisions when designing multifamily housing in order to ensure compliance and create equitable housing environments.
Subsection 3.5. **Section 504, Rehabilitation Act of 1973**:
Section 504 of the Rehabilitation Act of 1973 is a federal law that prohibits discrimination based on disability in programs or activities receiving federal financial assistance or under any program or activity conducted by any Executive agency or by the United States Postal Service.
Key Elements for the ARE PPD Exam:
1. **Applicability**: Section 504 applies to a wide variety of programs or activities, including housing, that receive federal financial assistance. If a housing provider receives federal financial assistance, all of its programs or activities – housing or otherwise – must comply with Section 504, not just the part that receives federal funding.
2. **Accessibility Requirements**: For new construction, Section 504 requires that at least 5% of the dwelling units, or at least one unit (whichever is greater), must be accessible for mobility-impaired persons. An additional 2% of the dwelling units, or at least one unit (whichever is greater), must be accessible for persons with hearing or vision impairments.
3. **Existing Housing**: For existing housing, if structural changes to units are needed to afford a disabled person equal opportunity to use and enjoy a dwelling unit or common space, then such changes should be made unless it results in a fundamental alteration of the housing provider’s program or an undue financial and administrative burden.
4. **Non-Discrimination**: Section 504 prohibits excluding an individual solely on the basis of disability from participation in, or denying them the benefits of, or subjecting them to discrimination under any program or activity that receives federal financial assistance.
5. **Enforcement**: The Office for Civil Rights (OCR) within each federal agency is responsible for enforcing Section 504 regulations.
As architects, understanding the principles of Section 504 is crucial in ensuring equitable access to and use of facilities, especially in projects that receive federal financial assistance. Understanding the specific accessibility requirements for new construction and modifications for existing buildings is critical to the design process.
Subsection 3.6. **Understanding of State and Local Accessibility Laws**:
State and local accessibility laws are regulatory measures enacted by state or local governments designed to ensure access for individuals with disabilities to public accommodations, commercial facilities, and private entities. These laws can sometimes be more stringent than federal laws such as the ADA, and they vary widely across different jurisdictions.
Key Elements for the ARE PPD Exam:
1. **Scope**: State and local accessibility laws can apply to public and private buildings, outdoor built environments, transportation, communication systems, and more.
2. **Comparison with Federal Law**: Often, state and local laws will have similar provisions to federal laws like the ADA or the Rehabilitation Act. However, they might have additional or more stringent requirements. For example, a local accessibility code might require a greater number of accessible parking spaces than the ADA.
3. **Variability**: These laws can vary widely from one jurisdiction to another. Therefore, it's essential to understand the specific requirements in the state or city where your project is located.
4. **Standards**: Like the ADA, state and local accessibility laws typically include both general nondiscrimination requirements and specific standards for architectural and programmatic accessibility.
5. **Interaction with Building Codes**: Often, accessibility requirements are incorporated into local building codes.
6. **Enforcement**: Enforcement of these laws is typically managed by local or state agencies. Violations can result in fines, mandatory corrections, or even injunctions preventing further construction.
You must be able to research and apply the specific accessibility requirements of the jurisdiction where your project is located. It's also important to understand how these local and state regulations interact with federal laws like the ADA.
Subsection 3.7. **Universal Design Principles**:
Universal Design is a framework for the design of living and working spaces and products benefiting the widest possible range of people in the widest range of situations without special or separate design. It aims to improve the overall human experience of the environment by making a design as accessible, understandable, and usable as possible, regardless of a person's age, ability, or status in life.
Key Elements for the ARE PPD Exam:
1. **Equitable Use**: The design does not disadvantage or stigmatize any group of users.
2. **Flexibility in Use**: The design accommodates a wide range of individual preferences and abilities.
3. **Simple and Intuitive Use**: The design is easy to understand, regardless of the user's experience, knowledge, language skills, or concentration level.
4. **Perceptible Information**: The design communicates necessary information effectively to the user, regardless of ambient conditions or the user's sensory abilities.
5. **Tolerance for Error**: The design minimizes hazards and the adverse consequences of accidental or unintended actions.
6. **Low Physical Effort**: The design can be used efficiently and comfortably, and with a minimum of fatigue.
7. **Size and Space for Approach and Use**: The design provides appropriate size and space for approach, reach, manipulation, and use, regardless of the user's body size, posture, or mobility.
These principles guide the design process, affecting everything from broad site layout and building arrangement down to the details of door handles and signage.
Subsection 3.8. **Application to Various Types of Buildings**:
This section focuses on how accessibility standards apply to various types of buildings. Regardless of the building type, accessibility standards are designed to ensure that people with disabilities have equal access to buildings and facilities.
Key Elements for the ARE PPD Exam:
1. **Commercial Buildings**: Commercial buildings such as office spaces, restaurants, and retail stores must follow the ADA standards, which includes providing accessible routes, entrances, restrooms, and other elements. For example, an office building must have elevators if they have multiple stories, and doors must be wide enough for a wheelchair.
2. **Public Buildings**: These include government buildings, schools, hospitals, and libraries. They must meet strict standards for accessibility, which might be outlined in the ADA, Section 504 of the Rehabilitation Act, and/or state and local laws.
3. **Residential Buildings**: For multi-family housing and certain other types of residential buildings, the Fair Housing Act requires that buildings be designed and built to be accessible. This includes accessible entrances, routes, and adaptable dwelling units.
4. **Historic Buildings**: Historic buildings also have accessibility requirements, but they can be more complicated due to the need to preserve significant historical features. The key is finding a balance between maintaining the historical character and making the building accessible.
5. **Specialty Buildings**: These include stadiums, theaters, transport hubs, etc. These buildings have specific regulations depending on the type and size of the facility.
Remember that accessibility requirements can vary by state and local jurisdiction, and additional requirements may be present depending on the funding and use of the building.
Subsection 3.9. **How to Navigate and Use Accessibility Standards**:
This part of the section teaches you how to navigate and utilize various accessibility standards to ensure that the design and planning of buildings are inclusive for all individuals, regardless of physical limitations or disabilities.
Key Elements for the ARE PPD Exam:
1. **Understanding the Standards**: Familiarize yourself with the various standards, including the Americans with Disabilities Act (ADA), ADA Standards for Accessible Design, ADA Accessibility Guidelines (ADAAG), the Fair Housing Act, and Section 504 of the Rehabilitation Act. Each of these documents has different requirements and are applied differently depending on the building type and usage.
2. **Navigating the Documents**: These standards often come in the form of lengthy legal documents. It's essential to understand how these documents are structured and where to find the specific standards you're looking for. For example, the ADA standards for Accessible Design includes sections on everything from parking spaces to plumbing elements.
3. **Application of Standards**: Once you understand the requirements and where to find them, the next step is to understand how to apply them to your project. This might involve making drawings or using software to ensure that the building design meets the standards.
4. **Staying Up-to-Date**: Accessibility standards are subject to changes and updates. Architects need to stay updated on any changes to ensure that their designs remain compliant.
5. **Local Jurisdiction Requirements**: Besides national standards, many local jurisdictions also have their own accessibility standards. Be sure to familiarize yourself with these as well.
6. **Interpreting Accessibility Standards**: Sometimes, the language used in these standards can be technical or legalistic. Understanding how to interpret these standards correctly is essential to comply with them effectively.
Remember, the ultimate goal of these standards is to create accessible environments that can be used by all people, to the greatest extent possible, without the need for adaptation or specialized design.
Subsection 3.10. **Exception Conditions**:
Exception Conditions refer to certain circumstances where a building or facility might be exempt from following some specific accessibility standards. These exemptions often apply when complying with the standard is technically infeasible or would cause undue hardship due to existing structural conditions or other constraints.
Key Elements for the ARE PPD Exam:
1. **Understanding What Qualifies as an Exception**: Not every challenging situation qualifies for an exception. To qualify as an exception, the situation must typically present an "undue burden," meaning the alteration would be technically infeasible or financially not viable.
2. **Documentation**: When applying for an exception, you must document the reasons why the standards cannot be implemented, including any technical difficulties or prohibitive costs.
3. **Minimum Requirements**: Even in exception conditions, certain minimum requirements must still be met. For instance, even if a building is excepted from providing an elevator due to cost or feasibility, other accessible elements, such as accessible entrances, paths of travel, and restrooms, are typically still required to be provided to the extent that it is technically feasible.
4. **Alternatives**: When certain requirements cannot be met due to exception conditions, alternative solutions are typically required. These alternatives should still aim to provide the maximum possible accessibility given the constraints.
5. **Historic Preservation**: One common type of exception condition pertains to historic buildings. In such cases, modifications that would threaten or destroy the historic significance of a building are not required.
6. **Understanding Local Laws and Codes**: Different jurisdictions may have varying rules regarding exceptions. Therefore, understanding the local codes and regulations regarding accessibility exceptions is critical.
Remember, the ultimate goal of accessibility regulations is to ensure maximum accessibility. Exceptions are made when compliance is genuinely impracticable, but they do not exempt a project from the obligation to provide as much accessibility as possible.
Subsection 4. **Historic Preservation Standards**:
This subsection will test your understanding of key principles and guidelines related to preserving and restoring historically significant buildings. This includes:
4.1. **Understanding of Historic Significance**: You'll need to know how buildings are deemed historically significant, and what the implications of such designations are for design and construction projects. This could include recognition by a local, national, or international body, and may involve considerations of a building's architectural, cultural, or historic value.
4.2. **Preservation, Rehabilitation, Restoration, and Reconstruction**: These terms represent different approaches to treating historic buildings, and it's important to understand the difference between them. For instance, preservation focuses on the maintenance and repair of existing historic materials, while restoration might involve the replication of a building's appearance at a particular point in its history.
4.3. **Secretary of the Interior's Standards for the Treatment of Historic Properties**: This is a set of guidelines in the United States outlining appropriate treatments for historic buildings. They encompass preservation, rehabilitation, restoration, and reconstruction, and provide detailed guidelines on topics like preserving historic character, repairing rather than replacing historic features, and adding new additions.
4.4. **Historic Structure Reports and Surveys**: You should understand the purpose of these reports, which is to document a building's history and condition, and guide preservation efforts.
4.5. **Tax Credits and Financial Incentives**: Many jurisdictions offer tax incentives for the preservation of historic buildings, and it's important to understand how these work and how they might impact a project.
4.6. **Adapting Historic Buildings for Modern Use**: This topic covers how to modify a historic building to accommodate a new function or meet contemporary standards (such as accessibility or energy efficiency) while still preserving its historic character.
4.7. **Local Historic Preservation Laws**: Finally, you'll need to understand that each municipality might have its own laws and regulations related to historic preservation. These can dictate what changes can be made to a building, what processes must be followed, and who must be consulted.
Remember, the goal of historic preservation is to protect and celebrate the architectural heritage of a building or site. Therefore, understanding these standards and guidelines can help ensure that design decisions are in keeping with a building's historical character and significance.
Subsection 4.1. **Understanding of Historic Significance**:
The understanding of historic significance refers to the comprehension of why certain buildings, structures, sites, objects, or districts may be deemed historically significant and the implications of such designations.
Historic significance is generally attributed to a building or a place that has architectural, cultural, or historical value. Architectural value could mean that the building is a good example of a certain type of design or construction. Cultural significance could mean that the site has been a key part of a community's history or identity. Historical significance could mean that the place has been associated with a significant event, person, or movement in history.
Key elements you need to understand include:
1. **Criteria for Designation**: Understanding the criteria for designations at local, state, or national level. This could include architectural significance, historic significance, and cultural significance.
2. **Implications of Designation**: Knowing the restrictions and protections that come with a historic designation. This could impact what changes can be made to a building, and may require additional review and approval processes.
3. **Preservation versus Conservation**: Preservation often refers to keeping a building or site in its current state and preventing further decay, while conservation typically involves active methods of restoring or maintaining a site's historic integrity.
4. **Historic Context**: The significance of a building or site often depends on its historic context, or the patterns or trends in history by which a specific occurrence, property, or site is understood and its meaning (and ultimately its significance) within history or prehistory is made clear.
5. **Historic Assessment**: Involves evaluation and documentation of a building's historic significance. This can include researching a building's history, its architect, its various uses over time, changes to its design, and its role in the broader community or region.
A firm understanding of historic significance is necessary when working on buildings that may be historically significant to ensure their value is protected and respected during any planning, design, or construction process.
Subsection 4.2. **Preservation, Rehabilitation, Restoration, and Reconstruction**:
When discussing historic preservation, it's important to understand the four primary treatment approaches as defined by the U.S. Secretary of the Interior's Standards for the Treatment of Historic Properties: Preservation, Rehabilitation, Restoration, and Reconstruction. Here's a definition and the key elements of each:
1. **Preservation**: This emphasizes the retention of all historic fabric through conservation, maintenance, and repair. It reflects a building's continuum over time, through successive occupancies, and the respectful changes and alterations that are made. Key elements include stabilizing deteriorated or damaged materials and features, regular inspection, cyclic maintenance of building exterior and interior, and preservation of character-defining features.
2. **Rehabilitation**: This acknowledges the need to alter or add to a historic property to meet continuing or changing uses while retaining the property's historic character. This might involve the alteration of interiors to meet modern codes or to suit new functions, or the construction of an addition. Key elements involve respecting the historic character, not removing or changing historic materials or features, and avoiding damaging or destroying the structural systems or architectural details.
3. **Restoration**: This focuses on the retention of materials from the most significant time in a property's history, while permitting the removal of materials from other periods. Key elements include removing later work or reproducing missing historic features to return the historic building to its original appearance at a particular time in its history.
4. **Reconstruction**: This recreates vanished or non-surviving portions of a property for interpretive purposes. Key elements include basing the reconstruction on documented evidence and clearly identifying what is original and what is reconstructed.
Understanding these treatments will help inform decisions on how to approach work on historic properties, ensuring their historic character is maintained while allowing for changes that can make the building functional for present use. Be sure to understand how each treatment might apply to different types of historic properties and the possible restrictions or guidelines that may come with each treatment.
Subsection 4.3. **Secretary of the Interior's Standards for the Treatment of Historic Properties**:
The Secretary of the Interior's Standards for the Treatment of Historic Properties, often just called the Secretary's Standards, are a series of concepts about maintaining, repairing, and replacing historic materials, as well as designing new additions or making alterations. These Standards provide a framework for decision-making about work or changes to a historic property.
Here are some key principles and elements of the Secretary's Standards:
1. **Historic Character**: Changes to a property that have taken place in the course of its history are evidence of its historical development. Such changes and the property's original design should be recognized and respected.
2. **Preservation of Historic Material**: Historic materials should be preserved wherever possible. When deterioration requires repair, the new material should match the old in design, color, texture, and other visual qualities.
3. **Minimal Change**: Changes that create a false sense of historical development, such as adding conjectural features or architectural elements from other historic properties, should not be undertaken. Likewise, changes that obscure, destroy, or detract from the original features should be avoided.
4. **Protect Historic Changes**: Most properties change over time. Changes that have gained historic significance in their own right should be retained and preserved.
5. **Preserve Distinctive Features**: Distinctive features, finishes, and construction techniques or examples of craftsmanship that characterize a property should be preserved.
6. **Chemical or Physical Treatments**: Chemical or physical treatments, if appropriate, should be undertaken using the gentlest means possible. Treatments that cause damage to historic materials should not be used.
7. **Archeological Resources**: Significant archaeological resources should be protected and preserved in place. If such resources must be disturbed, mitigation measures should be undertaken.
8. **New Additions or Alterations**: New additions, exterior alterations, or related new construction should not destroy historic materials that characterize the property. It should be compatible but differentiated from the old and should be located so that it minimizes damage to the historic materials.
It's also important to know that the Secretary's Standards are often enforced by local historic district commissions or review boards when considering changes to historic properties.
Subsection 4.4. **Historic Structure Reports and Surveys**:
Historic Structure Reports (HSRs) and Surveys are fundamental parts of the preservation planning process. They provide a detailed overview of a property's history, its historic and current physical condition, and offer recommendations for its treatment and use.
1. **Historic Structure Reports (HSRs)**: An HSR provides documentary, graphic, and physical information about a property's history and existing condition. These reports are often prepared to guide future preservation projects and can include a wide range of information such as:
- **Historical Background**: A detailed narrative of the building's history and the people associated with it.
- **Architectural Information**: Description of the building's architectural style, construction methods, materials, changes over time, etc.
- **Condition Assessment**: Detailed information about the current physical condition of the building, its systems, and its site.
- **Recommendations**: Guidelines for future treatment and use of the property.
2. **Historic Surveys**: Historic Surveys identify and document historic resources, typically within a specific geographical area. Surveys can vary in scope from a broad city-wide review to a detailed examination of a single property. They usually include the following elements:
- **Identification**: Establishing the boundaries of the area to be surveyed and identifying all potential historic resources within it.
- **Evaluation**: Determining the significance of each identified resource, based on set criteria (usually its age, integrity, and historical/cultural significance).
- **Documentation**: Recording the information obtained in a standardized format, often including photographs, maps, drawings, and narrative descriptions.
For the ARE PPD exam, you will need to understand the purpose and content of HSRs and Surveys, how and when they are used, and their role in the broader historic preservation process.
Subsection 4.5. **Tax Credits and Financial Incentives**:
Tax Credits and Financial Incentives are financial mechanisms designed to encourage the preservation, rehabilitation, and reuse of historic buildings.
Candidates should understand these key elements:
1. **Federal Historic Preservation Tax Incentives Program**: Administered by the National Park Service in conjunction with the Internal Revenue Service, this program provides a 20% income tax credit to property owners who rehabilitate historic commercial, agricultural, industrial, or rental residential buildings. The program requirements are quite stringent, with the rehabilitation work needing to meet the Secretary of the Interior's Standards for Rehabilitation.
2. **State Tax Credits**: Some states offer additional tax credits for historic preservation, often supplementing the federal program. The specifics of these programs vary widely, so you need to check the regulations for the state in which the project is located.
3. **Grants and Loans**: Some local and state governments, as well as private organizations, offer grants and low-interest loan programs for historic preservation projects. Like tax credits, these programs often require the project to meet specific preservation standards.
4. **Easements**: A historic preservation easement is a voluntary legal agreement, typically in the form of a deed, that protects a significant historic, archaeological, or cultural resource. In the U.S., easements can provide significant tax benefits to the owner.
5. **New Markets Tax Credit Program (NMTC)**: Provides tax credit incentives to investors for equity investments in certified Community Development Entities, which invest in low-income communities. These credits can be utilized in historic preservation projects under certain conditions.
6. **Opportunity Zones**: Federal program that provides tax incentives for investments in new businesses and commercial projects in low-income communities. This could be applicable to preservation projects in designated zones.
Subsection 4.6. **Adapting Historic Buildings for Modern Use**:
Adapting historic buildings for modern use, also known as adaptive reuse, refers to the process of repurposing buildings for uses other than what they were originally built for while preserving their historic features.
Candidates should understand the following key elements:
1. **Understanding Original Use and Structure**: When adapting a historic building, the first step is to understand the original use and structure of the building. This will help determine what changes can be made and how they might impact the historic character of the building.
2. **Preserving Historic Character**: The goal of adaptive reuse is to preserve the historic character of a building while accommodating new uses. This may require careful planning and design to ensure new additions or alterations do not detract from the historic character.
3. **Building Code Compliance**: Historic buildings may not meet current building codes, especially when it comes to accessibility, fire safety, and energy efficiency. Finding ways to bring the building into compliance while maintaining its historic character can be a complex challenge.
4. **Secretary of the Interior’s Standards for Rehabilitation**: These are the guiding principles for adapting historic buildings. They provide guidelines on how to approach changes to historic properties while preserving their character-defining features.
5. **Sustainability and Energy Efficiency**: Many aspects of adaptive reuse are inherently sustainable — it reuses existing building materials, maintains the embodied energy of the original building, and often revitalizes existing urban areas. However, improving energy efficiency in historic buildings can be a challenge.
6. **Financial Considerations**: Adapting a historic building for modern use can be more costly than new construction, so financial incentives like tax credits can play a significant role in these projects.
You should understand the principles of adaptive reuse and the unique challenges it presents, and how to balance the need to preserve historic character with the requirements of modern building codes and the needs of new uses.
Subsection 4.7. **Local Historic Preservation Laws**:
Local Historic Preservation Laws refer to ordinances and regulations enacted by cities, towns, counties, or other local government entities to protect and preserve historic resources within their jurisdiction. These laws can vary significantly from one location to another, and they might include provisions for designating local historic districts or individual landmarks, establishing design review boards, or regulating changes to designated historic properties.
Candidates should understand the following key elements:
1. **Understanding of Local Preservation Ordinances**: Candidates should be familiar with the concept of local preservation laws and how they might impact the design and planning process. This includes understanding how a property or district becomes designated as historic at the local level and what regulations apply once a property is designated.
2. **Design Review Boards or Commissions**: Many local jurisdictions establish design review boards or commissions to oversee changes to designated historic properties or districts. These bodies often have the authority to approve or deny proposed changes based on whether they meet established design guidelines or standards.
3. **Certificate of Appropriateness**: In many jurisdictions, property owners must obtain a Certificate of Appropriateness (COA) for any changes that would affect the exterior appearance of a designated historic property or any property within a historic district. The COA process typically involves review by a local preservation commission or board.
4. **Economic Hardship Exemptions**: In some cases, property owners may be able to claim an exemption from certain preservation regulations if they can demonstrate that compliance would cause them undue economic hardship.
5. **Local Historic Districts**: In addition to individual landmark designations, many local preservation laws establish historic districts. Properties within these districts may be subject to additional design and planning regulations intended to preserve the overall character of the district.
6. **Interplay with Other Regulations**: Local preservation laws often exist alongside other zoning and land use regulations. Understanding how these various regulations interact can be crucial in the planning and design process.
Subsection 5. **Environmental Regulations**:
The Environmental Regulations subsection covers the critical aspects of designing and planning projects with environmental considerations and regulatory standards in mind. Candidates should have a clear understanding of the following topics:
5.1. **National Environmental Policy Act (NEPA)**: This is the fundamental law that requires environmental impact assessment for all federal government actions. Understanding how NEPA influences the planning and design process is crucial.
5.2. **Clean Water Act (CWA) and Wetlands**: The CWA regulates discharges of pollutants into the waters of the United States and sets quality standards for surface waters. Wetlands regulations protect these sensitive environments from adverse effects of development.
5.3. **Endangered Species Act**: This act protects threatened and endangered plants and animals and their habitats. Candidates should understand how this act may affect building design and site selection.
5.4. **Resource Conservation and Recovery Act (RCRA)**: This act gives the EPA the authority to control hazardous waste from its creation to its disposal.
5.5. **Brownfield Sites**: These are properties that are complicated to expand, reuse, or redevelop due to the presence or potential presence of a hazardous substance, pollutant, or contaminant. Understanding brownfield redevelopment is crucial for the planning and design process.
5.6. **State and Local Environmental Regulations**: In addition to federal regulations, each state and local jurisdiction may have additional environmental regulations that could impact a project. Understanding the interplay between different levels of environmental regulation is essential.
5.7. **Sustainable Design Practices**: Understanding best practices for environmentally-friendly design, such as LEED certification, energy efficiency, water conservation, etc.
5.8. **Environmental Impact Assessment (EIA)**: This is a process to predict the environmental effects of proposed actions and to provide information for decision-making. An understanding of how EIAs are performed and used is important.
Remember, this list is not exhaustive, and the scope of the exam may include additional topics. It is always good to check the latest exam guide provided by NCARB.
Subsection 5.1. **National Environmental Policy Act (NEPA)**:
The National Environmental Policy Act (NEPA) is a key piece of legislation in the United States related to environmental protection and regulation.
NEPA was signed into law in 1970 and requires federal agencies to assess the environmental effects of proposed actions prior to making decisions. This can include actions such as building infrastructure, permitting projects, or issuing regulations. The aim is to ensure environmental factors are weighted equally when compared to other factors in the decision making process.
Key elements of NEPA include:
1. **Environmental Assessments (EAs)**: This is a concise public document that a Federal agency prepares under NEPA to provide sufficient evidence and analysis to determine whether a proposed agency action would require preparation of an Environmental Impact Statement (EIS) or a finding of no significant impact.
2. **Environmental Impact Statements (EIS)**: This is a document required of federal agencies by NEPA for major projects or legislative proposals significantly affecting the environment. A tool for decision making, it describes the positive and negative environmental effects of undertaking the project.
3. **Categorical Exclusions (CEs)**: These are categories of actions that a Federal agency has determined do not individually or cumulatively have a significant effect on the human environment, and for which, therefore, neither an EA nor an EIS is required.
4. **Public Involvement**: NEPA requires that the public be involved in the decision making process and given the opportunity to comment on EAs and EISs.
Understanding the processes, documentation, and overall goals of NEPA will help an architect plan and design projects more effectively, taking into account the potential environmental impacts and considering them in the decision-making process.
Subsection 5.2. **Clean Water Act (CWA) and Wetlands**:
The Clean Water Act (CWA) is a U.S. federal law that regulates the discharge of pollutants into the country's surface waters, including lakes, rivers, streams, wetlands, and coastal areas.
Key elements related to the Clean Water Act and wetlands include:
1. **National Pollutant Discharge Elimination System (NPDES)**: The CWA established the NPDES permit program to control water pollution by regulating point sources that discharge pollutants into waters of the United States. This can include construction sites and municipal waste treatment facilities.
2. **Wetlands Regulations**: Under the CWA, wetlands are considered "waters of the United States" and are therefore regulated to avoid their destruction or degradation. Before any work can begin in a wetland, a permit must be obtained from the U.S. Army Corps of Engineers. Wetlands have important ecological functions, including providing a habitat for wildlife, filtering pollutants from water, and acting as natural buffers against flooding.
3. **Section 404 Permit Program**: This program regulates the discharge of dredged or fill material into waters of the United States, including wetlands. It aims to avoid and minimize impacts to waters of the United States and compensate for unavoidable impacts.
4. **Total Maximum Daily Load (TMDL)**: The CWA requires states to identify waters that are not meeting water quality standards and to establish TMDLs for those waters. A TMDL is a calculation of the maximum amount of a pollutant that a waterbody can receive and still meet water quality standards.
5. **Stormwater Discharge Regulations**: The CWA regulates stormwater discharges from construction sites, industrial activities, and municipal separate storm sewer systems (MS4s).
A project may need to incorporate measures to control stormwater runoff, avoid impacts to wetlands, or obtain a Section 404 permit if impacts to wetlands cannot be avoided.
Subsection 5.3. **Endangered Species Act**:
The Endangered Species Act (ESA) is a U.S. federal law passed in 1973 that is designed to protect and recover imperiled species and the ecosystems upon which they depend.
Key elements related to the Endangered Species Act that you should understand include:
1. **Listing of Species**: The ESA provides for the listing of species as "endangered" or "threatened" based on five factors, including the present or threatened destruction of their habitat, overutilization, disease or predation, inadequacy of existing protection, and other natural or man-made factors affecting the species' continued existence.
2. **Protection Measures**: Once a species is listed as endangered or threatened, it is illegal to "take" (harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect) the species. The ESA also prohibits the trade, import, and export of listed species.
3. **Critical Habitat**: The ESA provides for the designation of critical habitat for listed species. Federal agencies are required to ensure that their actions do not destroy or adversely modify this critical habitat.
4. **Section 7 Consultation**: Federal agencies must consult with the U.S. Fish and Wildlife Service (USFWS) or the National Marine Fisheries Service (NMFS) to ensure that their actions, including the granting of permits, do not jeopardize the continued existence of any listed species or destroy or adversely modify critical habitat.
5. **Recovery Plans**: The ESA requires the development and implementation of recovery plans for listed species, which outline the actions necessary for the species' recovery.
6. **Habitat Conservation Plans (HCPs)**: Under Section 10 of the ESA, non-federal entities can receive permits to "take" a listed species, provided that the taking is incidental to an otherwise lawful activity and will not appreciably reduce the likelihood of the survival and recovery of the species in the wild. The permit applicant must prepare a HCP outlining steps to minimize and mitigate the impacts.
A project may need to incorporate measures to avoid impacts to endangered species or their habitats, or a HCP may need to be developed.
Subsection 5.4. **Resource Conservation and Recovery Act (RCRA)**:
The Resource Conservation and Recovery Act (RCRA) is a U.S. federal law that was enacted in 1976. The RCRA gives the Environmental Protection Agency (EPA) the authority to control hazardous waste from its creation to disposal. This includes the generation, transportation, treatment, storage, and disposal of hazardous waste. The RCRA also sets forth a framework for the management of non-hazardous solid wastes.
Key elements related to the Resource Conservation and Recovery Act that you should understand include:
1. **Identification of Hazardous Waste**: RCRA identifies characteristics of hazardous waste, including ignitability, corrosivity, reactivity, and toxicity.
2. **Waste Generator Regulations**: Under RCRA, hazardous waste generators are the first link in the cradle-to-grave hazardous waste management system. This includes requirements for waste accumulation time, waste generator category determination, and recordkeeping.
3. **Transportation of Hazardous Waste**: RCRA regulates the transportation of hazardous waste, including manifest requirements, packaging, and labeling.
4. **Treatment, Storage, and Disposal Facility (TSDF) Regulations**: RCRA regulates the design, construction, permitting, monitoring, operation, and closure of facilities that treat, store, or dispose of hazardous waste.
5. **Corrective Action Process**: If a TSDF is found to have released hazardous waste into the environment, RCRA requires the facility to clean up the contamination.
6. **Solid Waste Regulations**: For non-hazardous solid waste, RCRA promotes the use of resource recovery and waste minimization.
If a project involves the generation, transportation, or disposal of hazardous waste, these regulations will need to be complied with. Additionally, if a site is found to be contaminated with hazardous waste, the RCRA corrective action process could impact project timelines and costs.
Subsection 5.5. **Brownfield Sites**:
A Brownfield site, as defined by the United States Environmental Protection Agency (EPA), is a property where the expansion, redevelopment, or reuse may be complicated by the presence or potential presence of a hazardous substance, pollutant, or contaminant.
Here are key elements of Brownfield sites you should understand:
1. **Assessment and Cleanup**: Brownfield sites often require environmental assessment to identify the type and extent of pollution present, followed by a cleanup process before the site can be safely used.
2. **Potential Liability**: Developers need to understand the potential legal and financial liability associated with buying, owning, or developing a Brownfield site. This could include the cost of cleanup, potential litigation from surrounding property owners or municipalities, or a decrease in property value.
3. **Brownfields Redevelopment Program**: The EPA has a program in place to assist communities in the cleanup and redevelopment of Brownfield sites. Assistance may include grants for assessment and cleanup, as well as technical assistance.
4. **Reuse Potential**: One of the key reasons for addressing Brownfield sites is their potential for reuse. These sites often exist in developed urban areas, where the land is in demand.
5. **Environmental Justice**: Brownfield sites are often located in marginalized communities. Cleaning up and redeveloping these sites can lead to job creation, increased property values, and safer living conditions.
6. **Sustainable Development**: Brownfield redevelopment can contribute to sustainable development by cleaning up polluted land, revitalizing neighborhoods, and promoting infill development that makes efficient use of existing infrastructure.
Subsection 5.6. **State and Local Environmental Regulations**:
State and Local Environmental Regulations are a set of rules and policies enacted by state or local governments that relate to protecting the environment and maintaining public health within their jurisdictions. They often supplement federal regulations, but they can also cover areas not addressed by national law.
Here are the key elements:
1. **Understanding Jurisdiction**: State and local environmental regulations vary greatly depending on location. Architects must be familiar with the specific laws in the jurisdictions in which they work.
2. **Water Quality**: Many states and municipalities have their own regulations regarding stormwater runoff, wastewater discharge, and protection of local water bodies.
3. **Air Quality**: Some state or local jurisdictions may have stricter air quality standards than federal levels due to issues like high population density or local pollution sources.
4. **Noise Pollution**: Regulations concerning noise pollution, especially in urban areas, may be implemented at the state or local level. They can affect aspects of design such as building orientation, layout, and material selection.
5. **Waste Management**: States and cities often have their own rules about waste management, including recycling requirements, landfill restrictions, and construction debris disposal.
6. **Hazardous Materials**: Rules on handling and disposing of hazardous materials, like asbestos or lead-based paint, may be more stringent at the local level.
7. **Green Building Codes**: Some states or municipalities have adopted green building codes, which go beyond standard building codes to encourage or mandate energy efficiency, renewable energy use, water conservation, and other sustainability measures.
Understanding these regulations is critical for architects because they can significantly influence project planning and design decisions. Non-compliance can lead to delays, fines, and other problems. It's important to research and consult with local environmental agencies or experts early in the design process.
Subsection 5.7. **Sustainable Design Practices**:
Sustainable design practices refer to the use of design strategies in architecture that minimize negative environmental impacts and enhance the health and comfort of building occupants. The aim is to create a balanced approach that considers economic, social, and environmental aspects – often referred to as the "triple bottom line."
Here are the key elements:
1. **Site Selection and Development**: Selecting a site with consideration for its impacts on the local ecosystem, accessibility, and utilization of existing infrastructure. This may also involve brownfield redevelopment or preserving sensitive areas within the site.
2. **Energy Efficiency**: Implementing passive design strategies, such as appropriate building orientation, maximizing natural light, using high-efficiency HVAC systems, and incorporating renewable energy sources.
3. **Water Conservation**: Designing for lower water consumption by using water-efficient fixtures, rainwater harvesting, and graywater recycling systems.
4. **Material Selection**: Choosing sustainable materials that have a lower environmental impact in terms of their production, transportation, and disposal. This may include recycled or recyclable materials, materials with low VOC content, and locally-sourced materials.
5. **Indoor Environmental Quality**: Ensuring good indoor air quality, thermal comfort, and access to natural light. This involves careful material selection and may also involve improved ventilation and air filtering systems.
6. **Life Cycle Assessment**: Considering the full lifecycle of a building, from material extraction and manufacturing to operation, maintenance, and end of life. This can guide design and material choices to minimize the building's total environmental impact.
7. **Resilience**: Designing buildings and communities to withstand and adapt to changing environmental conditions, such as climate change, severe weather events, and rising sea levels.
8. **Sustainability Certification Systems**: Familiarity with systems like LEED, WELL, Passive House, and Living Building Challenge, which provide frameworks for sustainable design and third-party verification of a building's sustainability performance.
Understanding these sustainable design practices is important because they relate directly to code compliance and can significantly impact design decisions. This understanding not only demonstrates good stewardship of the environment but also reflects current industry standards and practices.
Subsection 5.8. **Environmental Impact Assessment (EIA)**:
Environmental Impact Assessment (EIA) is a process used to evaluate the likely environmental impacts of a proposed major project, including its potential social and economic effects, before the project is approved. This process aims to prevent or minimize the adverse impacts of major projects and promote sustainable development.
Key elements that you should understand include:
1. **Purpose of EIA**: The main aim of EIA is to ensure that decision-makers consider environmental impacts when deciding whether to proceed with a project. The key factor here is that EIA is carried out before any decision is made to move forward with a project.
2. **Scoping**: This initial step determines the key issues and impacts that should be focused on in the assessment, based on the nature of the project and its potential to cause significant environmental effects.
3. **Baseline data collection**: Gathering information on the environmental conditions at the project site and in the broader area that may be affected. This provides a baseline against which changes can be measured and evaluated.
4. **Prediction and evaluation of impacts**: Using the baseline data to predict and evaluate the nature, magnitude, and duration of potential environmental impacts, both beneficial and adverse, that could result from the project. This includes direct, indirect, and cumulative impacts.
5. **Mitigation measures**: Identifying measures to avoid, reduce, or compensate for adverse impacts. This could include modifying the project design, implementing certain construction practices, or restoring or creating similar habitats elsewhere.
6. **Preparation of Environmental Impact Statement (EIS)**: Documenting the results of the EIA in an EIS, which provides a detailed report on the potential environmental impacts of the project and proposed mitigation measures. The EIS is used by decision-makers and is also made available for public review and comment.
7. **Review and decision-making**: The EIS is reviewed by regulatory authorities and the public. Based on the EIS and other factors, a decision is made whether to approve the project and under what conditions.
8. **Monitoring and management**: If the project is approved, the EIA process usually requires monitoring of the project to ensure compliance with mitigation measures and to track the accuracy of impact predictions. This can result in further measures being implemented if needed.
Understanding these elements can help you understand the process of evaluating and addressing environmental impacts during the design and planning phases of a project. It's important to note that the EIA process and its specific requirements can vary by location and type of project.
Subsection 6. **Occupational Safety and Health Administration (OSHA) Standards**:
The Occupational Safety and Health Administration (OSHA) Standards are a crucial aspect of the "Codes and Regulations" section. Here's a high-level overview of the areas you should be familiar with:
6.1. **OSHA's Mission and Role**: OSHA is a U.S. federal agency responsible for ensuring safe and healthful working conditions. They set and enforce standards and provide training, outreach, education, and assistance. You should know why OSHA was created, its mission, and the role it plays in construction and design.
6.2. **General Safety Standards**: These are rules that apply across industries, such as requirements for personal protective equipment, first aid supplies, and fire prevention. While specific standards may not be directly relevant to project design, understanding the emphasis on worker safety and health is important.
6.3. **Construction Safety Standards**: These include standards specifically applicable to construction sites. Understanding these standards helps design professionals to consider how their designs will be constructed safely.
6.4. **Hazard Communication Standard**: This relates to the requirement that the dangers of all chemicals produced or imported are classified, and that information concerning the classified hazards is transmitted to employers and employees.
6.5. **Recordkeeping and Reporting Requirements**: This includes knowledge of the types of incidents that must be reported to OSHA, such as work-related fatalities, hospitalizations, and certain injuries.
6.6. **Rights and Responsibilities of Employers and Employees**: This includes the responsibilities of employers to provide a safe workplace and the rights of employees to work in safe conditions, receive training, and request an OSHA inspection.
6.7. **OSHA Inspections**: You should understand the reasons OSHA might inspect a workplace, how these inspections are carried out, and the possible outcomes.
6.8. **OSHA's Influence on Design Decisions**: An architect should consider the safety of construction workers during the design process. This can include decisions such as the selection of materials (which can affect handling and installation hazards), designing guardrails for roof access, or considering how to safely construct certain design elements.
It's important to remember that while architects aren't responsible for enforcing OSHA regulations, understanding the implications of these regulations can lead to safer and more effective design decisions.
Subsection 6.1. **OSHA's Mission and Role**:
The Occupational Safety and Health Administration (OSHA) is a part of the United States Department of Labor that sets and enforces protective workplace safety and health standards. OSHA also provides information, training, and assistance to workers and employers. Here's what you need to known:
1. **Mission**: OSHA's mission is to assure safe and healthy working conditions for working men and women by setting and enforcing standards and by providing training, outreach, education, and assistance.
2. **Role in Safety and Health Standards**: OSHA has two regulatory functions: setting standards and conducting inspections to ensure workplaces are following those standards. Standards are rules that define specific conditions or practices required to keep workplaces safe and healthy. These encompass a wide range of issues, including exposure to toxic substances, use of protective equipment, and requirements for safe use of equipment.
3. **Role in Training and Education**: OSHA provides training and education for workers and employers. This includes development of training materials, outreach programs, and establishment of training programs on specific hazards or for specific groups of workers.
4. **Employer Responsibilities**: Under OSHA, employers have a responsibility to provide a safe workplace that is free from serious recognized hazards, comply with standards, rules and regulations issued under the OSH Act. Employers must also ensure that their workers have and use safe tools and equipment.
5. **Worker Rights**: Workers have a right to a safe workplace, the right to be trained about hazards, methods to prevent harm, and the OSHA standards that apply to their workplace. If there is a dangerous condition at work, the worker has a right to speak up about it without fear of retaliation.
Understanding OSHA's mission and role can help architects design safer work sites and improve overall project safety. As an architect, it's important to consider worker safety during the design phase and how design decisions might impact the conditions on a construction site.
Subsection 6.2. **General Safety Standards**:
The Occupational Safety and Health Administration (OSHA) General Safety Standards represent a broad category of regulations and guidelines that address common hazards and unsafe work practices across various industries. These standards aim to reduce workplace injuries, illnesses, and fatalities. They cover a range of topics, from the proper use and maintenance of tools and equipment to safety protocols for various work environments.
Here are some key elements and areas of OSHA General Safety Standards:
1. **Means of Egress**: This standard covers design requirements for exit routes that provide safe and accessible means for exiting a building or workplace during an emergency.
2. **Fire Prevention Plans**: These standards define the necessary components of a fire prevention plan, such as a list of all major fire hazards, proper handling and storage procedures for hazardous materials, and the type of fire protection equipment necessary to control each major hazard.
3. **Walking-Working Surfaces**: These rules cover all surfaces where people walk or work, including floors, stairways, ladders, and scaffolding. They specify safety requirements to prevent slips, trips, and falls.
4. **Personal Protective Equipment (PPE)**: This standard mandates the use of appropriate PPE in the workplace. PPE may include items like hard hats, gloves, eye and face protection, and respiratory protection.
5. **Hazard Communication**: This standard addresses the communication of information about hazards in the workplace. It requires the classification of potential hazards of chemicals, and communicating information about them through labels on containers and safety data sheets (SDS).
6. **Occupational Noise Exposure**: This standard covers the requirements for programs to monitor, control, and mitigate noise exposure in the workplace.
7. **Safety Training and Education**: OSHA also sets standards for the necessary training and education for employees to understand potential workplace hazards and safe work practices.
Subsection 6.3. **Construction Safety Standards**:
The Occupational Safety and Health Administration (OSHA) Construction Safety Standards pertain to specific rules and guidelines aimed at mitigating the hazards found on construction sites. They cover a broad range of construction activities, from the initial site work, foundation and structure creation, to the final exterior and interior finishes.
Key elements of the OSHA Construction Safety Standards include:
1. **General Safety and Health Provisions**: General rules apply to all construction sites, such as the provision of medical and first aid services, sanitation requirements, and the development of a site-specific safety program.
2. **Fall Protection**: Given the high risk of falls in construction, specific standards address fall protection. These include safety requirements for working on scaffolds, ladders, and roofs, as well as guidelines for the use of personal fall arrest systems.
3. **Excavations**: Standards for safe excavation include requirements for protective systems to prevent cave-ins, safe access and exit methods, and the monitoring of hazardous atmospheres within the excavation.
4. **Personal Protective and Life Saving Equipment**: Guidelines specify the appropriate use of personal protective equipment, such as head, eye and face, foot, hand and body protection.
5. **Hazard Communication**: Similar to the general industry standards, the construction standard requires a hazard communication program to inform workers about the hazardous chemicals they may be exposed to in their work area and how to protect themselves.
6. **Safety Training and Education**: OSHA also sets standards for necessary training and education for construction workers to understand potential construction site hazards and safe work practices.
7. **Electrical**: Standards cover design safety standards for electrical systems, safety-related work practices, and safety-related maintenance and environmental considerations.
8. **Cranes, Derricks, Hoists, Elevators, and Conveyors**: These are guidelines for the safe operation of equipment often found on construction sites.
It's crucial to note that these are general categories, and the specific standards can be very detailed.
Subsection 6.4. **Hazard Communication Standard**:
The Hazard Communication Standard (HCS), issued by the Occupational Safety and Health Administration (OSHA), is a federal regulation that requires chemical manufacturers, importers, or distributors to communicate hazards associated with products to employees. It's sometimes referred to as the "right-to-know" law and it's intended to ensure that workers are informed about the chemicals they may be exposed to in their workplace and the precautions needed to stay safe.
Key elements of the Hazard Communication Standard include:
1. **Chemical Inventory**: All workplaces where employees are exposed to hazardous chemicals must have a list of such chemicals in their workspace.
2. **Safety Data Sheets (SDS)**: Previously referred to as Material Safety Data Sheets (MSDS), these documents provide comprehensive information about a substance or mixture and advice about safety precautions. The SDS should be readily available to all employees.
3. **Labeling**: All containers of hazardous chemicals must be labeled, tagged, or marked with the identity of the material and appropriate hazard warnings. The label should include information on the hazards of the chemical, appropriate precautions, and what to do in case of an emergency.
4. **Training and Education**: Employers must implement a training and information program for employees exposed to hazardous chemicals in their work area at the time of initial assignment and whenever a new chemical hazard is introduced into their work area. The training should include methods to detect the presence or release of a hazardous chemical, the physical and health hazards of the chemicals, and measures employees can take to protect themselves.
5. **Written Program**: The employer must also develop, implement, and maintain at the workplace a written, comprehensive hazard communication program that includes provisions for container labeling, collection and availability of safety data sheets, and an employee training program.
Understanding these elements can help guide decisions during the design process to ensure that a design complies with OSHA standards and provides a safe environment for the end users.
Subsection 6.5. **Recordkeeping and Reporting Requirements**:
The Occupational Safety and Health Administration (OSHA) has standards for recordkeeping and reporting requirements which employers must follow to document and report work-related injuries, illnesses, and fatalities. This requirement helps ensure that companies are held accountable for maintaining safe and healthy workplaces.
Here are some key elements:
1. **Work-Related Injuries and Illnesses Recordkeeping**: OSHA requires certain employers to keep a record of serious work-related injuries and illnesses. Records must be maintained at the worksite for at least five years. Minor injuries requiring first aid only do not need to be recorded. This includes the use of OSHA Forms 300 (Log of Work-Related Injuries and Illnesses), 300A (Summary of Work-Related Injuries and Illnesses), and 301 (Injury and Illness Incident Report).
2. **Reporting Severe Injuries**: Any work-related fatality must be reported within 8 hours. Any inpatient hospitalization, amputation, or eye loss must be reported within 24 hours.
3. **Severity Rates**: The data collected is used to calculate incident rates (e.g., Total Recordable Case Rate, Days Away, Restricted, or Transferred (DART) Rate) which can provide a statistical measure of the relative severity of a specific event or the overall safety of a company.
4. **Electronic Submission**: OSHA requires certain employers to submit injury and illness data electronically that they are already required to keep under OSHA regulations.
5. **Anti-Retaliation Protections**: OSHA's rule also includes anti-retaliation protections, clarifying that employers must have a reasonable procedure for employees to report work-related injuries and illnesses and that they cannot retaliate against employees who report such incidents.
Architects, especially those who take on a construction administration role, may need to understand these requirements to communicate effectively with contractors and other construction professionals.
Subsection 6.6. **Rights and Responsibilities of Employers and Employees**:
The Occupational Safety and Health Administration (OSHA) standards set out specific rights and responsibilities for both employers and employees in order to create a safe and healthy work environment. These are very important from the perspective of an architect as they may influence design decisions, especially in the design of spaces intended for certain types of work. These rights and responsibilities under OSHA standards include the following:
**For Employers**:
1. **Compliance with OSHA Standards**: Employers must comply with all applicable OSHA safety and health standards and regulations. They must also ensure employees have and use safe tools and equipment.
2. **Promotion of Safe and Healthy Work Environment**: Employers must find and correct safety and health hazards in their workplaces. They should try to eliminate or reduce hazards by making changes in working conditions rather than relying on personal protective equipment.
3. **Inform Employees about Hazards**: Employers must clearly inform workers about chemical hazards through training, labels, alarms, color-coded systems, chemical information sheets, and other methods.
4. **Training**: Employers must provide safety training to workers in a language and vocabulary they can understand.
5. **Record-keeping**: Employers are required to keep records of work-related injuries and illnesses and are obliged to perform tests in the workplace, such as air sampling, as required by some OSHA standards.
6. **Reporting**: Employers must report any severe work-related injury, within the time limit specified by OSHA.
**For Employees**:
1. **Follow OSHA Standards**: Employees must comply with all applicable OSHA safety and health standards.
2. **Report Hazardous Conditions**: Employees should report any hazardous conditions to the supervisor.
3. **Seek Safety and Health Information**: Employees have the right to request information about safety and health hazards in the workplace, OSHA standards, worker injuries and illnesses, and their rights under the OSH Act.
4. **Report Injury**: Employees must report any work-related injury or illness to the employer, and have a right to have a copy of the medical records.
Understanding these rights and responsibilities can play an important role in the Architect Registration Examination (ARE) in terms of how architectural design may be influenced by the need to create a safe work environment, or how an architect might advise a client regarding their responsibilities under OSHA regulations.
Subsection 6.7. **OSHA Inspections**:
OSHA inspections are an essential part of the Occupational Safety and Health Administration's (OSHA) work in ensuring the health and safety of workers in the United States. These inspections are designed to identify and address potential risks and violations of health and safety standards in the workplace.
Here are the key elements related to OSHA inspections:
**Inspection Priorities**: OSHA has a system of inspection priorities. The top priority is imminent danger situations—hazards that could cause death or serious physical harm. Second is any situation where workers are hospitalised or die as a result of a workplace incident. Third is when employees file complaints or referrals. Fourth is targeted inspections—inspections aimed at specific high-hazard industries or individual workplaces that have experienced high rates of injuries and illnesses.
**Inspection Process**: An OSHA inspection will typically start with the inspector presenting their credentials, followed by an opening conference where the inspector will explain why OSHA selected the workplace for inspection and what the inspection will entail. The inspector will then walk around the workplace, inspecting for OSHA violations and discussing these with the employer as necessary. After the walk-around, the inspector will hold a closing conference with the employer and any employee representatives, discussing the violations found and possible corrective actions.
**Rights During an Inspection**: Employers have the right to require that an OSHA inspector obtain a warrant before entering the site. They also have the right to have a representative accompany the OSHA inspector on the walk-around. Employees also have the right to have a representative present at the inspection.
**Results and Violations**: If an OSHA inspection results in one or more serious violations, the inspector will issue a citation and penalty, which will provide details about the violation and propose a timeframe for the hazard to be addressed.
These inspections are conducted without advance notice, so it is important for employers to be prepared and to maintain health and safety standards at all times. As an architect, your design decisions can contribute to the safety and compliance of the buildings you design, making understanding of OSHA standards and inspections valuable for the ARE PPD exam.
Subsection 6.8. **OSHA's Influence on Design Decisions**:
OSHA (Occupational Safety and Health Administration) plays a significant role in design decisions, primarily through regulations that aim to create safe and healthy working conditions. These standards often impact the design of commercial and industrial buildings, but also have implications in the design of all types of buildings to ensure the safety of construction workers and eventual building occupants.
Here are the key elements regarding OSHA's influence on design decisions:
**Design for Safety**: OSHA regulations influence the design of buildings to create safer environments. This can include the design of stairways, guardrails, fire exits, ventilation systems, material storage areas, and lighting. These features must all adhere to OSHA regulations to prevent accidents and ensure safe working conditions.
**Ergonomics**: OSHA standards promote designs that consider human factors and ergonomics. This can affect decisions regarding workspace layouts, equipment design, and other factors that contribute to worker comfort, efficiency, and safety.
**Material Selection**: OSHA regulations concerning hazardous materials can influence material selection in design. For instance, architects might select certain materials over others based on OSHA standards regarding exposure to toxic or hazardous substances.
**Construction Safety**: OSHA has several guidelines regarding construction safety that can influence design. These may include considerations for scaffolding, fall protection, and site organization, which can all be impacted by initial design decisions.
**Maintenance and Operations Safety**: Design decisions also need to take into account the safety of maintenance and operations staff. This can include designing safe access to mechanical equipment, ensuring proper ventilation, and considering the layout and accessibility of maintenance spaces.
As an architect, understanding OSHA standards and incorporating safety principles into your designs can create better, safer buildings and environments.
Subsection 7. **Specialty Codes**:
Specialty Codes relate to specific building codes that apply to certain types of structures or uses. These codes are specific to different industries and building types and can include elements such as fire safety, structural stability, accessibility, energy efficiency, and more. Understanding these codes is crucial for architects as they directly influence the design, planning, and construction of buildings.
Here are the key points related to Specialty Codes:
7.1. **Fire Safety Codes**: These include regulations that aim to protect people and property from fires. They cover elements such as building materials, fire resistance ratings, fire protection systems, means of egress, and more.
7.2. **Structural Codes**: These relate to the integrity of a building's structure, including the design of structural systems, load-bearing calculations, and the materials used.
7.3. **Accessibility Codes**: Accessibility codes ensure that buildings and facilities are accessible to people with disabilities. This includes elements such as ramps, door widths, bathroom designs, and other design features that remove barriers for disabled individuals.
7.4. **Energy Codes**: These codes set minimum requirements for energy-efficient design and construction for new and renovated buildings.
7.5. **Green Building/Sustainability Codes**: Some jurisdictions have specific codes that deal with sustainable design and construction practices, aiming to minimize the environmental impact of buildings.
7.6. **Historic Preservation Codes**: In areas with historical buildings, specific codes may exist to protect and preserve these structures.
7.7. **Zoning Codes**: While not always considered "specialty" codes, zoning ordinances do regulate land use and the types of activities that can occur in specific areas.
7.8. **Health and Safety Codes**: Depending on the building's use, there might be specific health and safety codes to adhere to. For instance, in healthcare facilities, there would be strict regulations to control the spread of disease.
The study of these specific codes for the PPD exam should go beyond just a basic understanding. Candidates should be familiar with how these codes impact the planning and design process, how to integrate these requirements into design solutions, and how to ensure compliance throughout the construction process.
Subsection 7.1. **Fire Safety Codes**:
Fire safety codes are crucial components of building codes designed to establish standards for the design, construction, and operation of buildings to ensure the safety of occupants in the event of a fire.These codes dictate various architectural and engineering standards related to preventing fire ignition and spread, as well as ensuring successful evacuation if a fire occurs. Here are some of the key elements:
1. **Fire Resistance Ratings**: This refers to the duration for which a passive fire protection system can withstand a standard fire resistance test. This can be applied to assemblies like walls, floors, and roofs, and it essentially sets a time limit for how long these elements can resist the spread of fire.
2. **Fire Suppression Systems**: Buildings must often incorporate systems to suppress fires, including sprinkler systems, standpipes, and fire extinguishers. The codes will dictate what kind of system is necessary based on the type and size of the building.
3. **Means of Egress**: Fire codes dictate requirements for the design and location of exits to ensure that people can evacuate safely in case of fire. This includes stipulations about door sizes, corridor widths, stair design, signage, emergency lighting, and more.
4. **Fire Alarm Systems**: Depending on the building type and size, fire alarm systems may be required. These systems alert the building occupants of a fire, triggering a response.
5. **Fire Separations**: These are walls or floors designed to delay the spread of fire from one area to another. They're rated for how long they can resist fire.
6. **Materials and Finishes**: Fire codes dictate what types of materials and finishes can be used in different parts of buildings, as some materials can contribute significantly to the spread of fire.
Remember, the specific requirements for all of these aspects can vary significantly based on the type, size, and use of the building, as well as the specific code being applied (e.g., International Building Code (IBC) or National Fire Protection Association (NFPA) codes). Understanding these variations is key to successfully applying fire safety codes to a building's design.
Subsection 7.2. **Structural Codes**:
Structural codes are a key component of building codes, outlining the standards and requirements for the design, construction, and maintenance of the structural elements of a building. They aim to ensure the structural integrity and safety of the building in the face of various forces and load conditions, such as gravity, wind, and seismic activity.
Key elements of structural codes include:
1. **Material Specifications**: The codes dictate the type and quality of materials that can be used for various structural components, such as concrete, steel, masonry, wood, etc.
2. **Loading**: The codes provide guidelines on how to calculate different types of loads (live loads, dead loads, wind loads, snow loads, seismic loads) that the building must be designed to withstand.
3. **Design Standards**: The codes establish standards for how the structure should be designed to resist loads. This can include requirements for lateral force resisting systems, structural connections, and the use of redundancy and ductility in the design.
4. **Construction Standards**: The codes also govern how the structural elements should be constructed and installed, including quality control and quality assurance practices, inspection requirements, and workmanship.
5. **Maintenance and Inspection**: These codes also dictate when and how the structural components of a building should be inspected and maintained over the life of the building.
6. **Special Structures**: For certain types of structures, such as high rises, bridges, or seismic-prone structures, there may be additional or special requirements outlined in the codes.
The most widely recognized structural code in the United States is the American Concrete Institute (ACI) 318 for concrete structures and the American Institute of Steel Construction (AISC) 360 for steel structures, and both are incorporated into the International Building Code (IBC).
It's important for exam takers to understand how to navigate these codes and apply them to the design and construction of various types of buildings.
Subsection 7.3. **Accessibility Codes**:
Accessibility codes refer to the building standards and guidelines designed to ensure that buildings and facilities are accessible to all people, regardless of physical abilities. The aim is to ensure equal access and to prevent discrimination against people with disabilities in areas of public life.
Key elements of accessibility codes include:
1. **Entrance and Exit Access**: Codes require that entrances and exits to buildings be accessible. This could include requirements for ramps, lifts, or other mechanisms for overcoming changes in level, as well as specific requirements for door widths, handle types, and thresholds.
2. **Circulation Paths**: The codes dictate standards for accessible paths of travel within a building, including corridor widths, turning spaces, and slopes. This also covers things like tactile and visual cues for people with vision impairments.
3. **Restroom Facilities**: The codes specify the number of accessible toilets, sinks, and showers that must be provided, as well as the dimensions and accessories for each.
4. **Parking and Public Transportation Access**: Accessibility codes also govern the number and location of accessible parking spaces, as well as access to public transportation facilities.
5. **Accessible Features and Amenities**: Other building features and amenities, such as counters, drinking fountains, and seating, are also covered by accessibility codes.
6. **Emergency Egress**: The codes stipulate requirements for accessible routes for emergency evacuation or relocation.
The primary reference in the United States for accessibility codes is the Americans with Disabilities Act (ADA) Standards for Accessible Design, which applies to all commercial and public entities that have “places of public accommodation.” These are incorporated into the International Building Code (IBC). There are also specific codes such as the Fair Housing Act (FHA) guidelines which apply to multi-family housing.
You should understand how these codes impact design decisions and how they can be incorporated to create inclusive and accessible designs.
Subsection 7.4. **Energy Codes**:
Energy codes are sets of regulations that set specific standards for energy consumption in buildings, including standards for the building's envelope, mechanical systems, lighting, and other energy-related systems. They're designed to reduce energy usage, promote sustainability, and mitigate the environmental impact of buildings.
Key elements of energy codes include:
1. **Building Envelope Requirements**: Energy codes outline requirements for insulation and fenestration (windows, doors, etc.) in the building envelope to control heat gain and loss. They might specify certain R-values (resistance to heat flow) for insulation or U-values (rate of heat loss) for windows.
2. **Mechanical Systems**: The codes set minimum efficiencies for heating, ventilation, and air conditioning (HVAC) systems, including standards for equipment types and sizes.
3. **Lighting**: Energy codes establish requirements for lighting fixtures and controls to reduce electricity use. This includes requirements for the types of fixtures, their efficiency, and controls such as occupancy sensors or timers.
4. **Water Heating**: The codes can also set efficiency requirements for water heating equipment and distribution systems.
5. **Renewable Energy**: Some codes provide guidelines or requirements for the use of renewable energy systems, such as solar panels or wind turbines.
6. **Commissioning**: This is the process of verifying that the building's systems operate as designed, and it's often required by energy codes.
In the United States, two primary sets of energy codes are the International Energy Conservation Code (IECC) and the ASHRAE Standard 90.1, "Energy Standard for Buildings Except Low-Rise Residential Buildings." Local or state jurisdictions adopt these codes or their own versions. Some states and municipalities have even more stringent standards, such as California's Title 24.
Exam takers should be able to incorporate energy code requirements into their designs and understand how to navigate and apply these codes effectively to improve a building's energy efficiency.
Subsection 7.5. **Green Building/Sustainability Codes**:
Green Building/Sustainability Codes are sets of standards and guidelines used in the design, construction, and operation of buildings to reduce their environmental impact and improve their sustainability.
Key elements of Green Building/Sustainability Codes include:
1. **Water Efficiency**: These codes may establish requirements for water-saving fixtures, rainwater harvesting, greywater recycling, and efficient irrigation systems to reduce water consumption.
2. **Energy Efficiency**: They set requirements for energy-efficient systems and appliances, better insulation, and high-performance glazing to reduce energy use and promote renewable energy sources.
3. **Materials and Resources**: The codes address waste reduction and recycling during construction, promoting the use of sustainable and recycled materials, and encouraging responsible sourcing of materials.
4. **Indoor Environmental Quality**: The standards promote healthy indoor environments, considering aspects like ventilation, thermal comfort, daylighting, and material emissions.
5. **Site and Community Impact**: They might also cover site selection, stormwater management, habitat preservation, connection to public transportation, and contribution to community quality of life.
6. **Innovation**: Encouragement for innovative strategies and designs that enhance performance beyond what is required by other code sections.
In the United States, a well-known Green Building Code is the International Green Construction Code (IgCC), developed by the International Code Council (ICC). Another significant standard is the Leadership in Energy and Environmental Design (LEED) certification system developed by the U.S. Green Building Council (USGBC). Although not a code, LEED has greatly influenced green building practices.
Subsection 7.6. **Historic Preservation Codes**:
Historic Preservation Codes are a set of laws and regulations that govern the modification and conservation of buildings and areas with historic, cultural, or architectural significance.
Key elements of Historic Preservation Codes include:
1. **Definition of Historic Significance**: These codes often provide criteria for determining what qualifies as a historic structure or area, based on age, architectural style, historical importance, or association with significant events or individuals.
2. **Preservation, Rehabilitation, Restoration, and Reconstruction**: Historic Preservation Codes outline the appropriate treatments for historic properties. The codes will clarify what actions are permitted, from preservation (maintaining the existing form and materials) to reconstruction (recreating a non-surviving site).
3. **Process and Review**: These codes detail the process for proposing changes to a historic property, which often involves review by a historic preservation commission or similar body.
4. **Financial Incentives**: Historic Preservation Codes may outline tax credits, grants, or other incentives for preserving and restoring historic properties.
5. **Local Adaptations**: Historic Preservation Codes can vary significantly from one jurisdiction to another, based on local history, values, and preservation goals.
In the U.S., the Secretary of the Interior's Standards for the Treatment of Historic Properties is a key national guide that informs many local codes. These standards offer guidance on preserving, rehabilitating, restoring, and reconstructing historic buildings.
You should know how to design and plan in a way that respects and preserves historical and cultural significance, while meeting modern needs and code requirements.
Subsection 7.7. **Zoning Codes**:
Zoning codes, or zoning ordinances, are a set of laws established by local governments that dictate the way land can be used in certain geographic zones. Zoning codes have a considerable impact on the planning, design, and construction of buildings.
Key elements of zoning codes include:
1. **Land Use Categories**: Zoning codes typically divide land into different categories, such as residential, commercial, industrial, and agricultural. Each category has specific rules and restrictions associated with it.
2. **Building Regulations**: Zoning codes will often outline specific building regulations for each zone. These can include limits on building size, height, floor area ratio, yard setbacks, parking requirements, and more.
3. **Special Use Permits**: Certain land uses that may not be typically permitted in a zone could be allowed through a special use permit. These are often granted on a case-by-case basis.
4. **Overlay Zones**: Some zoning codes use overlay zones, which have additional rules that apply over the top of the base zoning. Overlay zones are often used to protect historic districts, promote development in certain areas, or manage natural resources.
5. **Variance and Rezoning**: These are processes that allow property owners to deviate from the current zoning requirements or change the zoning designation of their property. Both processes typically involve review by a zoning board and public hearings.
6. **Zoning Maps**: Each municipality will typically have a zoning map which graphically represents the zoning codes. This can help architects and planners understand the zoning regulations applicable to a particular parcel of land.
For the ARE PPD exam, candidates should understand how zoning codes impact site selection, site utilization, and building design. They should know how to read and interpret zoning maps and code regulations and understand the processes for obtaining variances, rezoning, or special use permits. Candidates should also be aware that zoning codes can vary greatly from one jurisdiction to another.
Subsection 7.8. **Health and Safety Codes**:
Health and Safety Codes, as applied to building and design, comprise regulations and guidelines that aim to protect the physical well-being of individuals occupying or using a built environment.
Key elements of Health and Safety Codes include:
1. **Building Safety**: This pertains to structural stability and integrity, fire resistance, and emergency evacuation routes (including adequate stairways, corridors, fire escapes, and exits).
2. **Occupational Safety**: This covers safety in the workplace, which can include safe access to equipment, fire safety, adequate ventilation, and appropriate lighting. Specific standards for occupational safety are often set by the Occupational Safety and Health Administration (OSHA).
3. **Sanitation**: Health and Safety Codes regulate sanitation facilities such as toilets, sinks, and drinking water supplies. They also cover waste disposal and ventilation systems.
4. **Lighting and Ventilation**: Proper natural and artificial lighting and adequate ventilation are necessary for health and wellbeing. Specific requirements may be specified for different building types or spaces.
5. **Access and Egress**: Codes outline requirements for safe and accessible entry and exit paths, including specifications for the physically disabled, which is regulated under the Americans with Disabilities Act (ADA) in the U.S.
6. **Fire Safety**: This includes regulations on fire resistance rating of construction materials, installation of fire suppression systems, fire alarm systems, and maintaining clear and unobstructed fire exits.
7. **Hazardous Materials**: Regulations govern the use, storage, and disposal of hazardous materials within a building to prevent harm to occupants or the environment.
8. **Mechanical and Electrical Safety**: Requirements for safely installing and operating mechanical and electrical systems.
Subsection 8. **Process and Procedures for Code Compliance**:
This subsection tests a candidate's understanding of how to achieve code compliance in a building project. Here are some important aspects to be aware of:
8.1. **Understanding Codes**: Before beginning a project, architects need to thoroughly understand the relevant codes, including building codes, fire codes, accessibility codes, zoning regulations, and any other regulations that apply to the project. Architects need to be familiar with both national codes (like those from the International Code Council in the U.S.) and local codes, as they can vary from one jurisdiction to another.
8.2. **Code Review**: This process involves an evaluation of the project's design to ensure it complies with all applicable codes and regulations. This review should be done in the early stages of the design process and revisited at each design phase to ensure continued compliance.
8.3. **Code Compliance in Construction Documents**: Construction documents must demonstrate that the design complies with all applicable codes. This could involve including specific notes or details in the drawings, or creating separate documents that summarize how the design meets various code requirements.
8.4. **Permitting**: Before construction can begin, most projects require a permit from the local jurisdiction. As part of the permit application, architects generally need to submit construction documents for review by a city or county official to ensure code compliance.
8.5. **Inspections**: Throughout construction, various inspections are typically required to verify that the work complies with the approved construction documents and all applicable codes.
8.6. **Code Interpretation and Appeals**: In some cases, architects may disagree with a code official's interpretation of a code or regulation. In these situations, architects need to know the process for appealing these decisions or requesting a variance.
8.7. **ADA Compliance**: For projects in the U.S., compliance with the Americans with Disabilities Act is a federal requirement. Architects need to be familiar with these requirements and how to incorporate them into their designs.
8.8. **Sustainability Codes**: Many jurisdictions now have codes or regulations related to sustainable design. Architects need to know these requirements and how they affect their projects.
Remember, it's not just about understanding the codes but also knowing how to apply them in a practical and efficient manner during the planning and design process. For the PPD exam, you should be familiar with how to navigate through these procedures and effectively integrate code requirements into your architectural design decisions.
Subsection 8.1. **Understanding Codes**:
Understanding Codes refers to an architect's ability to comprehend, interpret, and apply building codes and regulations relevant to a particular project.
Key elements in Understanding Codes include:
1. **Knowledge of Various Codes**: This includes building codes, fire codes, accessibility codes, zoning regulations, energy codes, and others. Architects must be familiar with both national standards such as those set by the International Code Council (ICC) in the U.S., and local jurisdiction codes which can vary from city to city or state to state.
2. **Interpretation of Codes**: Not only must architects be familiar with the codes, but they also must be able to interpret them correctly. This involves understanding the purpose of the codes and how they apply to specific design and construction scenarios.
3. **Code Application**: This involves knowing how to incorporate these codes into designs to create buildings that are safe, accessible, energy-efficient, and compliant with local zoning regulations.
4. **Staying Updated**: Building codes and regulations are regularly updated and revised, so it's essential for architects to stay current on these changes. They can do this through professional development courses, newsletters, and by maintaining regular communication with local code enforcement officials.
5. **Sustainability and Historic Preservation Codes**: Understanding also extends to codes specific to sustainable design (such as LEED standards) and historic preservation if these apply to a project. These can significantly impact design decisions and must be considered from the early stages of planning.
6. **ADA Compliance**: For projects in the U.S., it is also crucial to understand the requirements of the Americans with Disabilities Act (ADA) to ensure accessible design.
In summary, the ability to understand codes in the context of architectural design involves much more than simply knowing what the codes say. It requires the ability to interpret the codes, understand their implications for a specific project, and apply them effectively to create compliant designs. This forms the basis for successful navigation of code compliance in any architectural project.
Subsection 8.2. **Code Review**:
Code Review refers to the process by which an architect or design team verifies that the design of a building complies with the relevant building codes and regulations. This is a crucial part of the design process, ensuring that buildings are safe, accessible, and legal.
Key elements in the Code Review process include:
1. **Review of Relevant Codes**: The first step in a code review is understanding which codes are relevant to a particular project. This can include building codes, fire safety codes, accessibility codes, zoning codes, and others depending on the nature and location of the project.
2. **Comparison of Design with Codes**: Once the applicable codes have been identified, the design of the building must be compared with these codes to ensure compliance. This can involve reviewing drawings, specifications, and other design documents.
3. **Identifying Discrepancies**: If any elements of the design do not comply with the codes, these discrepancies must be identified. This can involve consulting with code officials, engineers, or other experts.
4. **Modifying Design**: Any discrepancies that are identified during the code review must be addressed by modifying the design. This can involve revising drawings, adjusting specifications, or changing construction methods or materials.
5. **Documentation**: The results of the code review, including any identified discrepancies and the steps taken to address them, should be documented. This can be helpful in the event of any future disputes or questions about the project.
6. **Consultation**: Consultation with code officials, other professionals, or even legal counsel may be necessary to ensure code compliance, especially for complex projects or when there are disagreements about the interpretation of codes.
7. **Building Permit**: Code review is a critical step in the process of obtaining a building permit. Building departments will conduct their own code review before issuing a permit, and they may ask for changes or additional information if they identify any code compliance issues.
In summary, code review is an essential process in architectural design, ensuring that buildings are safe, accessible, and legal. This process involves comparing the design of a building with the relevant codes, identifying any discrepancies, and modifying the design to address these issues. It requires an in-depth understanding of building codes and regulations, as well as the ability to interpret and apply these codes in the context of a specific design.
Subsection 8.3. **Code Compliance in Construction Documents**:
Code Compliance in Construction Documents refers to the process by which architects demonstrate that a building's design, as detailed in the construction documents, adheres to all applicable building codes and regulations.
Construction documents, which usually include drawings, specifications, and other detailed information about a project, are submitted to local building authorities as part of the permit application process. These authorities will review the documents to ensure the proposed building meets all code requirements.
Key elements of demonstrating Code Compliance in Construction Documents include:
1. **Clear and Concise Documents**: Construction documents should be clear and concise, illustrating and describing all relevant aspects of the project in sufficient detail. This helps code officials understand the project and conduct an accurate review.
2. **Identify all applicable codes**: All the codes that are relevant to the project, based on its location, type, and other factors, should be identified in the construction documents. This includes building codes, fire codes, energy codes, accessibility codes, and more.
3. **Code Annotations**: Specific elements of the design may need to be annotated or highlighted to demonstrate how they comply with certain codes. For example, door widths might be indicated to demonstrate compliance with accessibility codes, or fire-resistive construction might be detailed to show compliance with fire safety codes.
4. **Specify Materials and Methods**: The construction documents should specify the materials and methods that will be used in construction, as these can have implications for code compliance. For example, certain types of insulation may be required to meet energy codes, or specific construction methods may be needed for fire safety.
5. **Structural Considerations**: For structural codes, the construction documents should include detailed structural plans and specifications, including calculations, if required, to demonstrate that the building will be structurally sound.
6. **Change Management**: If changes are made to the design after the construction documents have been submitted, these changes may need to be reviewed for code compliance, and revised documents may need to be submitted.
In summary, demonstrating code compliance in construction documents is a critical part of the building design and approval process. Architects must show that their designs meet all relevant codes, and they must clearly communicate this compliance in the construction documents they produce.
Subsection 8.4. **Permitting**:
Permitting refers to the process of obtaining necessary authorizations from government authorities to proceed with a building project. This process involves submitting project plans and specifications to the relevant agencies for review to ensure compliance with applicable local, state, and national building codes and regulations.
Key elements of the permitting process include:
1. **Understanding Jurisdiction**: It's crucial to identify and understand the requirements of the specific city, county, or state jurisdiction where the building project will be located. Regulations can vary significantly across different regions.
2. **Preparation of Documents**: Comprehensive construction documents must be prepared for submission. These documents include detailed architectural and engineering drawings, project specifications, and sometimes other reports (like environmental impact assessments or geotechnical reports).
3. **Submission and Review**: Once prepared, these documents are submitted to the relevant government agency for review. The agency reviews the submitted plans and specifications to ensure compliance with local codes and regulations. This process can take several weeks to several months, depending on the complexity of the project and the workload of the review agency.
4. **Addressing Review Comments**: If the reviewing agency has questions or identifies issues with the submitted documents, they will provide comments that need to be addressed. This may require revisions to the documents and resubmission for review.
5. **Obtaining the Permit**: Once the reviewing agency is satisfied that the project complies with all applicable codes and regulations, they will issue a permit allowing construction to proceed. This permit may come with certain conditions or requirements that must be met during construction.
6. **Inspections**: After the permit is issued and construction begins, the project will likely be subject to periodic inspections by code enforcement officers to ensure that the work being done matches what was permitted and that it continues to comply with all applicable codes.
7. **Final Approval**: Once construction is completed and all inspections have been passed, a final approval (often in the form of a Certificate of Occupancy) is issued, signifying that the building is suitable for its intended use.
The permitting process can be complex and time-consuming, and it requires a thorough understanding of relevant building codes and regulations. It's a critical part of the architectural process that ensures buildings are safe, functional, and in compliance with all applicable rules and regulations.
Subsection 8.5. **Inspections**:
Inspections refer to the formal process by which a local jurisdiction or a representative of a building department assesses a construction project at various stages to ensure that it is being executed according to the approved plans, specifications, and codes.
Key elements to understanding inspections include:
1. **Purpose of Inspections**: The main purpose of inspections is to ensure public safety by enforcing local building codes and regulations. Inspections make sure that all construction is performed according to the approved plans and in compliance with local, state, and national codes.
2. **Inspection Process**: Inspections typically occur at key stages of the construction project such as after the foundation is poured but before it is covered, after framing and rough-in of systems, and upon completion of the project. Each of these inspections must be passed before the next phase of construction can begin.
3. **Types of Inspections**: There are various types of inspections, each focused on different aspects of construction. This includes structural inspections, electrical inspections, plumbing inspections, HVAC inspections, fire protection inspections, and final inspections. Each type of inspection requires a specific kind of expertise.
4. **Inspection Results**: After an inspection, the inspector will provide a result. If the project passes the inspection, construction can continue or the building can be occupied (in the case of a final inspection). If the project does not pass inspection, the inspector will provide a list of items that need to be corrected. After these items have been addressed, the inspector will return to re-inspect the project.
5. **Record Keeping**: It's important to keep records of all inspections for future reference or in case of disputes. These records can also be necessary for final approval or certificate of occupancy.
6. **Final Approval or Certificate of Occupancy**: After all required inspections have been passed, and the building department is satisfied that the building has been constructed according to the approved plans and codes, a Certificate of Occupancy is typically issued, officially indicating that the building is safe for occupancy.
Understanding the inspection process and its purpose is essential for successfully managing a project from design through construction and final approval.
Subsection 8.6. **Code Interpretation and Appeals**:
**Code Interpretation and Appeals** refer to the processes by which building codes are clarified or disputed. Due to the technical language and breadth of building codes, ambiguities can arise during their application in a specific project context. This often requires interpretation by a building official or, in certain cases, an appeal for an alternate interpretation or application.
Key elements include:
1. **Code Interpretation**: This is the process of analyzing and explaining the meaning of code language. It's often carried out by a building official or a professional who has a deep understanding of the code in question. Code interpretation is critical to ensure that codes are applied correctly and consistently, and it provides clarity when code language is vague or open to multiple interpretations.
2. **Code Appeals**: If a designer, contractor, or owner disagrees with a building official's interpretation of a code or its application to a particular project, they have the right to appeal that decision. The specific procedures for this process vary based on local regulations but usually involve presenting the case to a local or state board of appeals. This board, typically comprised of industry professionals, will review the appeal and make a determination.
3. **Alternate Materials and Methods**: Part of the code interpretation and appeals process often involves proposals for using alternate materials, design, and methods of construction. These alternatives must demonstrate equivalence in quality, strength, effectiveness, fire resistance, durability, and safety. If approved, these exceptions provide flexibility in achieving the code's intent.
4. **Documentation**: Proper documentation is critical throughout the code interpretation and appeals process. This includes documenting the disputed code section, the building official's interpretation, the basis for the appeal, and the final decision of the appeals board.
5. **Implications for Project Timeline and Budget**: Appeals can impact the project timeline and budget, as a resolution might require design modifications, delays, and additional resources.
Understanding the process for code interpretation and appeals can help architects navigate potential disputes effectively and maintain compliance while potentially introducing innovative or necessary alternate solutions.
Subsection 8.7. **ADA Compliance**:
The **Americans with Disabilities Act (ADA)** is a federal law that prohibits discrimination against individuals with disabilities in all areas of public life, including jobs, schools, transportation, and all public and private places that are open to the general public. The law was enacted in 1990 and has had a profound influence on the design of buildings and public spaces. The ADA Standards for Accessible Design set requirements for the construction and alteration of facilities subject to the law.
Key elements include:
1. **ADA Standards for Accessible Design**: These standards provide clear guidelines for architects on how to make spaces accessible. They include specifications for various elements of building design, such as entrances, doorways, restrooms, and ramps, among others.
2. **Path of Travel**: One of the critical aspects of ADA compliance is ensuring an accessible path of travel. This means that there must be a continuous, unobstructed way of pedestrian passage from the street, accessible parking, passenger loading zones, or public transportation to an accessible building entrance, as well as to all accessible spaces and amenities within the building.
3. **Accessible Features**: The ADA provides specific requirements for a wide range of features in a building. This includes but is not limited to, ramps, elevators, doors, restrooms, drinking fountains, and signage. All of these features must be designed to accommodate individuals with disabilities.
4. **Proportional Spending**: When alterations to a building are made, the ADA requires that a portion of the budget be allocated to improving accessibility.
5. **Exemptions and Exceptions**: The ADA does provide some exemptions and exceptions to its requirements, based on factors like the size of a business or the type of building. However, these are limited and specific.
6. **Non-Compliance**: Non-compliance with the ADA can result in significant civil penalties, and in some cases, facilities may be required to make costly modifications to bring a building into compliance.
A thorough understanding of the ADA and its implications for building design is critical for architects to create inclusive, accessible spaces that comply with the law. To best apply the ADA to their designs, architects must stay updated on the latest ADA standards and design practices.
Subsection 8.8. **Sustainability Codes**:
**Sustainability Codes** are sets of regulations designed to promote sustainable building practices, focusing on the reduction of the environmental impact of buildings while also promoting health and well-being of the occupants. Such codes are often tied in with a sustainable building certification program like LEED (Leadership in Energy and Environmental Design), though they may also be mandated by local or national legislation.
Key elements to know for the exam are:
1. **Sustainability Goals**: An understanding of the key goals of sustainable building is crucial, such as the reduction of energy usage, water usage, and the overall environmental impact of buildings.
2. **Specific Code Requirements**: Each code or standard will have specific requirements, such as energy performance targets, mandates for renewable energy usage, or requirements for rainwater harvesting or water-efficient appliances. These may include the LEED certification requirements, International Green Construction Code (IgCC), or local and state-specific sustainability codes.
3. **Documentation and Certification Process**: Compliance with sustainability codes often requires comprehensive documentation of the design and construction process, and may require third-party certification. This might include tracking the sourcing and content of building materials, modeling and documenting energy performance, or commissioning to verify systems performance.
4. **Integration into Design and Construction Process**: Compliance with sustainability codes isn't something that can be checked after a project is complete; it requires integration into the design and construction process. Architects must be aware of the requirements and design accordingly from the outset of the project.
5. **Long-Term Implications**: Sustainability codes often focus not just on the design and construction of a building, but on its operation over the long term. For instance, they might set targets for energy or water usage that have to be met over a period of time.
6. **Impact on Other Aspects of Project**: Meeting sustainability code requirements can influence many other aspects of a project, such as site selection, layout, aesthetics, cost, and schedule. Understanding these impacts can be crucial to successful project management.
7. **Updating knowledge**: Sustainability codes and standards are among the fastest-changing areas in the field of architecture, as new technologies and strategies for sustainable building are developed. Regular updating of knowledge is therefore important.
Subsection 9. **Variance and Exception Process**:
The Variance and Exception Process relates to the procedures and standards governing requests for deviation from the stipulations set forth in the zoning ordinances, building codes, or other established regulations.
Understanding this topic for the PPD exam, candidates should familiarize themselves with the following key concepts:
9.1. **Definition of Variance and Exception**: A variance or exception is a relaxation of the terms of the zoning ordinance or building codes. It is permitted when strict enforcement of the ordinance would cause undue hardship due to circumstances unique to the individual property on which the variance is being sought.
9.2. **Understanding the Reasons for Variances and Exceptions**: It's crucial to understand the unique circumstances that may justify a variance or exception. These might include conditions related to the land, such as topography or size, or unique hardships that compliance would cause the property owner.
9.3. **Application Process**: The application process for a variance or exception usually involves filing a formal request with a local government or zoning body. This can include the presentation of plans, written documentation of the hardship, and a fee.
9.4. **Local Zoning and Planning Commissions**: These are local governmental bodies that generally handle variance requests. It's important to understand their role and authority, as well as their typical considerations when reviewing a variance application.
9.5. **Public Hearings**: Many variance requests involve a public hearing, where the applicant presents their case, and neighbors or other interested parties can voice their support or objections. Understanding this process, and how to effectively make a case during these hearings, can be crucial.
9.6. **Legal Decisions**: If a variance or exception is granted, it is usually accompanied by a legal document outlining the decision, the specific allowances made, and any conditions or requirements that the property owner must meet.
9.7. **Implications for Design**: A granted variance can have significant implications for the design of a project, potentially allowing for designs that wouldn't otherwise be permitted.
Remember, the details of the variance and exception process can vary widely by jurisdiction, so it's essential to understand the general principles and to know how to find and apply the specific rules in the area where you're working.
Subsection 9.1. **Definition of Variance and Exception**:
The terms "variance" and "exception" have particular significance in relation to building codes, zoning regulations, and other architectural compliance issues.
A "variance" is a deviation from the set rules of the zoning ordinance or building code. Variances are granted when compliance with the existing rules would create an unnecessary hardship or deprive the owner of the reasonable use of his or her property. This generally involves demonstrating that the property cannot yield a reasonable return if used for a purpose allowed in that zone and that the plight of the owner is due to unique circumstances and not to general conditions in the neighborhood.
An "exception", on the other hand, is a use that would not generally be appropriate throughout a zoning district but may be allowed in certain locations within the district when specific conditions and factors prescribed for such cases within the zoning ordinance have been met. Exceptions can also refer to adjustments allowed under certain conditions in building codes without violating the overall intent of the codes.
Key elements to understand include:
1. **Application Process**: Both variances and exceptions require an application process typically involving the submission of a formal request to a governing body, like a zoning board or local governmental authority.
2. **Special Conditions**: Both variances and exceptions are granted on the basis of unique or special conditions related to the property that creates a hardship or particular requirement that the standard regulations do not cover. This could be due to the property's physical characteristics, historic significance, or other unique features.
3. **Minimum Adjustment**: Variances and exceptions are typically the minimum adjustment necessary to alleviate the hardship faced by the property owner. The goal is to balance the rights of the property owner with the intent and purpose of the zoning ordinance or building code.
4. **Non-Detrimental**: The granting of a variance or exception should not be detrimental to the public welfare or injurious to other property in the area.
5. **Conformance with the Intent of Regulations**: A variance or exception must still generally conform to the intent of the zoning ordinance or building code. It is not a means to drastically change the nature of a property or its use in a way that would conflict with the overall planning intent for the area.
In studying this area, candidates should familiarize themselves with the circumstances under which variances and exceptions can be granted, how to apply for them, and how they influence the planning and design process.
Subsection 9.2. **Understanding the Reasons for Variances and Exceptions**:
Understanding the reasons for variances and exceptions is critical. Variances and exceptions are modifications to standard zoning regulations or building codes, granted under specific circumstances to allow for a certain level of flexibility.
The reasons for granting variances and exceptions typically include:
1. **Physical Constraints**: The most common reason for granting a variance or an exception is due to unique physical constraints of a property. For example, the property could have an unusual shape, size, or topographical condition that makes strict compliance with the standard regulations impractical or impossible.
2. **Hardship**: Variances can be granted in cases where the strict application of a zoning law or building code would result in unnecessary hardship to a property owner. The hardship typically needs to be unique to the property and not a general condition of the area. Hardships could be related to physical, economic, or legal conditions.
3. **Preserving Rights**: Variances and exceptions are sometimes granted to preserve certain rights of the property owner that would be lost under the strict interpretation of the code or ordinance. For example, allowing a property owner to maintain the historical character of a property.
4. **Achieving Certain Goals**: Sometimes, variances and exceptions can be granted to achieve certain community goals such as promoting sustainable design, enhancing the aesthetic appeal of a neighborhood, or preserving historic structures.
Key elements in understanding the reasons for variances and exceptions include:
1. **Unique Circumstances**: The need for a variance or exception is often due to unique circumstances related to the property which creates a hardship or particular requirement that the standard regulations do not cover.
2. **Minimum Relief**: The variance or exception should represent the minimum relief necessary to allow reasonable use of the property.
3. **Not Detrimental**: Granting the variance or exception should not result in harm to the public welfare or negatively affect other properties in the area.
4. **Intent of the Regulations**: The variance or exception should not violate the basic intent and purpose of the zoning ordinance or building code. It's not meant to drastically change the nature of a property or its use in a way that would conflict with the overall planning intent for the area.
5. **Procedure**: There is usually a formal process to apply for a variance or exception that includes demonstrating the necessity for the variance or exception, and often includes public hearings before a decision is made.
In studying this area, candidates should familiarize themselves with these reasons and how they affect the planning and design process. They should also be aware of how to document and argue for the necessity of a variance or exception in a professional setting.
Subsection 9.3. **Application Process**:
The Application Process is typically defined by local or state codes and regulations, and it can vary significantly from one jurisdiction to another. However, there are some common elements in the process:
1. **Application Submission**: An application for a variance or exception must be submitted to the appropriate regulatory authority, usually the local planning or building department. This application typically includes a detailed description of the proposed project, an explanation of the reasons for the request, and supporting documentation such as site plans, floor plans, elevations, and other relevant documents that clearly show the need for the variance or exception.
2. **Public Notification**: Most jurisdictions require that the public be notified about the request for a variance or exception. This can involve notifying adjacent property owners, publishing a notice in a local newspaper, or posting a notice on the property. This provides an opportunity for public comment on the proposed variance or exception.
3. **Public Hearing**: After the public notification, a public hearing is typically scheduled before a zoning board or other regulatory body. During the hearing, the applicant presents their case, and members of the public have an opportunity to voice their support or opposition.
4. **Review and Decision**: Following the public hearing, the regulatory body reviews the application, public comments, and any other relevant information. They then make a decision to approve, conditionally approve, or deny the variance or exception. The approval may include specific conditions that must be met.
5. **Appeal**: If the variance or exception is denied, the applicant typically has the right to appeal the decision to a higher authority, such as a city council, county commission, or a court.
6. **Permit Issuance**: If the variance or exception is approved, the applicant can then proceed with obtaining the necessary permits for their project.
It's essential to understand that a variance or exception approval does not constitute approval of a building permit. Separate applications and approvals are needed for each.
Being familiar with the common steps outlined here and the potential variations based on specific local or state regulations will help you prepare for questions related to the variance and exception process on the exam.
Subsection 9.4. **Local Zoning and Planning Commissions**:
**Local Zoning Commissions**: Zoning commissions are local governing bodies that oversee the zoning ordinances within a particular municipality. Zoning ordinances dictate how land within the municipality's jurisdiction can be used. They may divide land into zones for various purposes, such as residential, commercial, or industrial use.
When a variance or exception to these zoning ordinances is sought, it's typically the zoning commission that hears and rules on the request. The commission reviews the application, hosts any necessary public hearings, and makes the final determination on whether the variance or exception should be granted.
**Planning Commissions**: Planning commissions, on the other hand, are responsible for overseeing and guiding the growth and development of a municipality. They typically have the authority to review and approve site plans and subdivisions, and they also play a key role in the development and implementation of a community's master plan.
When it comes to the variance and exception process, the planning commission may also be involved, especially if the proposed project requires a change in the use of land, affects the community's master plan, or if the variance or exception impacts site development.
The key elements and roles of these two commissions within the variance and exception process include:
1. **Review**: Both commissions review the application for the variance or exception, considering factors like the proposed project's impact on the surrounding community, the need for the variance or exception, and whether granting it would be in line with the community's long-term development goals.
2. **Public Hearings**: The commissions host public hearings to allow for community input on the proposed project. This feedback is taken into account when making their final decision.
3. **Decision Making**: The commissions make the final determination on whether the variance or exception should be granted.
4. **Guidance and Enforcement**: Both commissions also play a role in guiding developers and property owners in adhering to local zoning ordinances and planning guidelines, and they have a role in enforcing these rules.
Subsection 9.5. **Public Hearings**:
A Public Hearing is a legally mandated process for gathering public comments and input on various types of proposals that affect a community or neighborhood, including requests for variances and exceptions to zoning codes or ordinances. Public hearings allow stakeholders - such as local residents, businesses, and other interested parties - to voice their opinions and concerns about the proposed project.
**Key Elements of Public Hearings**:
1. **Notice of Hearing**: Prior to the hearing, there must be public notice given to the surrounding community. This is often achieved through local newspapers, direct mailings, or posted notices on the property or in other public places. The notice should detail the time, place, and subject matter of the hearing.
2. **Open Forum**: During the public hearing, community members are provided an opportunity to express their views on the proposed variance or exception. The hearing provides a structured format for public input, where people can voice their concerns, support, or other comments on the proposal.
3. **Transparency and Fairness**: Public hearings are open to the public and are intended to provide a fair and transparent process for decision-making. They serve to ensure that decisions made by zoning and planning commissions are not only informed by community feedback but also made in the best interest of the community.
4. **Record of Proceedings**: A detailed record of the proceedings, including comments from the public, should be kept. This record can be important for future reference or in case of any legal proceedings.
5. **Impact on Decisions**: The feedback gathered during a public hearing can significantly influence the final decision on a variance or exception request. The governing body will consider the public input alongside the project's merits and compliance with zoning regulations.
Understanding the role and importance of Public Hearings in the Variance and Exception Process can assist candidates in effectively tackling any related questions on the ARE PPD exam.
Subsection 9.6. **Legal Decisions**:
Legal Decisions refers to the final rulings made by relevant authorities (like a zoning board or planning commission) about requests for variances or exceptions to zoning codes or ordinances. Legal Decisions are the formal, binding determinations made by a legal authority, such as a zoning board, planning commission, or in some cases a court of law, in response to requests for variances or exceptions to zoning codes. These decisions can have significant impacts on a project's scope, timeline, design, and feasibility.
**Key Elements of Legal Decisions**:
1. **Based on Law and Regulations**: Legal decisions must be made in accordance with the law, including local, state, and federal codes and regulations. They should align with the criteria and standards set forth in these regulations.
2. **Informed by Public Hearing**: Often, legal decisions about variances and exceptions are made after a public hearing, where community members and stakeholders have the opportunity to voice their concerns or support. The information gathered during these hearings can greatly influence the final decision.
3. **Detailed Explanation**: A legal decision typically includes a detailed explanation of the decision itself, including the reasons behind it and how it aligns with applicable laws and regulations. It also typically outlines any conditions or requirements associated with the decision.
4. **Final and Binding**: Legal decisions are generally final and binding, meaning they must be adhered to. However, they can sometimes be appealed in a higher court or through other legal mechanisms.
5. **Impact on Design Process**: Legal decisions can have a significant impact on a project's design process. For example, a variance that allows for a building to exceed height restrictions may open up new design possibilities. Alternatively, a denied variance may require significant design alterations.
Subsection 9.7. **Implications for Design**:
Implications for Design refers to the impact that the process of obtaining or not obtaining variances and exceptions can have on the design of a project. Implications for Design are the effects, changes, or adjustments in the design of a project that may arise due to the granting or denial of variances and exceptions in compliance with local zoning and building codes.
**Key Elements of Implications for Design**:
1. **Design Adjustments**: If a requested variance or exception is denied, it may necessitate adjustments to the project's design to ensure compliance with existing codes and regulations. This could impact the project's layout, use, aesthetics, or other design elements.
2. **Design Opportunities**: On the other hand, if a requested variance or exception is granted, it may open up new design possibilities that would otherwise be prohibited or restricted under existing codes. For instance, a height variance could allow for additional stories on a building, while an exception to setback requirements might allow for a larger building footprint.
3. **Project Feasibility**: The process of obtaining variances and exceptions can significantly impact the feasibility of a project. For example, if a key variance cannot be obtained, it may make the project unviable, or it might necessitate a redesign that could impact project costs and timelines.
4. **Community Input**: Variances and exceptions often involve public hearings or community input. This input can influence the design of a project, as the design team might need to adjust plans to address community concerns or desires.
5. **Legal Constraints**: Legal decisions can impose certain constraints on the design. For example, a variance may be granted conditionally, requiring specific elements or constraints to be included in the project design.